Form 4 for PRVA Privia Health Group, Inc.
Accepted 2022-09-23 00:00:00 ET · period of report 2022-09-21 · accession 0001759655-22-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | S - Sale+OE | $37.27 | -395.0K | 308.8K | -56% | -$14.72M |
| DMI | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | M - OptEx | $0.9036 | +272.0K | 122.9K | New | +$245.8K |
| DMI | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | S - Sale+OE | $36.18 | -272.0K | 2,817 | -99% | -$9.84M |
| DM | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | M - OptEx | $2.00 | +395.0K | 220.2K | New | +$790.0K |
| DMI | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | M - OptEx | $0.00 | -272.0K | 0 | -100% | $0 |
| DM | 2022-09-23 | 2022-09-21+ | PRVA | Mehrotra Parth | Pres, COO | M - OptEx | $0.00 | -395.0K | 1.16M | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2022-09-21 | S | D | 117,637 | $37.33 | 102,537 | D By the Parth Mehrotra 2021 Trust | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.58 to $37.57 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 2 | Common | Common Stock, $0.01 par value per share | 2022-09-21 | S | D | 5,146 | $37.62 | 97,391 | D By the Parth Mehrotra 2021 Trust | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.58 to $37.90 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-09-21 | M | A | 149,118 | $0.00 | 149,118 | I By the Parth Mehrotra 2021 Trust | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-09-21 | S | D | 142,594 | $37.38 | 6,524 | I By the Parth Mehrotra 2021 Trust | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.59 to $37.58 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-09-21 | S | D | 6,524 | $37.66 | 0 | I By the Parth Mehrotra 2021 Trust | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.59 to $37.85 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 6 | Common | Common Stock, $0.01 par value per share | 2022-09-22 | M | A | 272,203 | $2.00 | 369,594 | D By the Parth Mehrotra 2021 Trust | — | — | |
| 7 | Common | Common Stock, $0.01 par value per share | 2022-09-21 | M | A | 122,783 | $2.00 | 220,174 | D By the Parth Mehrotra 2021 Trust | — | — | |
| 8 | Common | Common Stock, par value $0.01 per share | 2022-09-22 | S | D | 2,817 | $36.25 | 0 | I | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.04 to $36.51 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 9 | Common | Common Stock, par value $0.01 per share | 2022-09-22 | S | D | 87,729 | $34.53 | 35,159 | I | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.00 to $34.99 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 10 | Common | Common Stock, par value $0.01 per share | 2022-09-22 | M | A | 122,888 | $2.00 | 122,888 | I | — | — | |
| 11 | Common | Common Stock, $0.01 par value per share | 2022-09-22 | S | D | 600 | $36.49 | 97,391 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.48 to $36.50 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 12 | Common | Common Stock, $0.01 par value per share | 2022-09-22 | S | D | 40,112 | $35.50 | 97,991 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.34 to $36.33 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 13 | Common | Common Stock, $0.01 par value per share | 2022-09-22 | S | D | 170,689 | $38.83 | 138,103 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.34 to $35.33 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 14 | Common | Common Stock, $0.01 par value per share | 2022-09-22 | S | D | 60,802 | $33.90 | 308,792 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.32 to $34.33 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 15 | Common | Common Stock, par value $0.01 per share | 2022-09-22 | S | D | 32,342 | $35.10 | 2,817 | I | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.99 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 16 | Derivative | Stock Option (Right to Purchase) | 2022-09-21 | M | D | 149,118 | $0.00 | 122,888 | I By the Parth Mehrotra 2021 Trust | $2.00 · — to 2034-12-04 | 149,118 Common Stock | (F14) All of the stock options are fully vested and exercisable. |
| 17 | Derivative | Stock Option (Right to Purchase) | 2022-09-22 | M | D | 272,203 | $0.00 | 885,477 | D | $2.00 · — to 2033-08-27 | 272,203 Common Stock | (F13) Reflects stock options to purchase shares of common stock of the Issuer under the Plan. Prior to the transactions reported in this Form 4, 1,006,904 of the stock options are fully vested and exercisable. 273,559 of the stock options will vest on October 29, 2022. |
| 18 | Derivative | Stock Option (Right to Purchase) | 2022-09-22 | M | D | 122,888 | $0.00 | 0 | I | $2.00 · — to 2034-12-04 | 122,888 Common Stock | (F14) All of the stock options are fully vested and exercisable. |
| 19 | Derivative | Stock Option (Right to Purchase) | 2022-09-21 | M | D | 122,783 | $0.00 | 1,157,680 | D By the Parth Mehrotra 2021 Trust | $2.00 · — to 2033-08-27 | 122,783 Common Stock | (F13) Reflects stock options to purchase shares of common stock of the Issuer under the Plan. Prior to the transactions reported in this Form 4, 1,006,904 of the stock options are fully vested and exercisable. 273,559 of the stock options will vest on October 29, 2022. |