Form 4 for PNTG Pennant Group, Inc.
Accepted 2024-08-30 00:00:00 ET · period of report 2024-08-27 · accession 0001766400-24-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-30 | 2024-08-27 | PNTG | Guerisoli Brent | Pres | S - Sale+OE | $34.74 | -1,418 | 81.2K | -2% | -$49.3K |
| DM | 2024-08-30 | 2024-08-27 | PNTG | Guerisoli Brent | Pres | M - OptEx | $7.42 | +2,515 | 82.7K | +3% | +$18.7K |
| DM | 2024-08-30 | 2024-08-27 | PNTG | Guerisoli Brent | Pres | M - OptEx | $7.42 | -2,515 | 0 | -100% | -$18.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-27 | S | D | 11 | $34.74 | 81,239 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| 2 | Common | Common Stock | 2024-08-27 | S | D | 1,407 | $34.74 | 81,250 | D | — | — | (F2) This transaction was executed in multiple trades at the price of $34.741. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each transaction. (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| 3 | Common | Common Stock | 2024-08-27 | M | A | 15 | $7.42 | 80,157 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| 4 | Common | Common Stock | 2024-08-27 | M | A | 2,500 | $7.42 | 82,657 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| 5 | Derivative | Stock Option (right to buy) | 2024-08-27 | M | D | 15 | $7.42 | 2,500 | D | $7.42 · 2016-05-27 to 2025-05-27 | 15 Common Stock | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| 6 | Derivative | Stock Option (right to buy) | 2024-08-27 | M | D | 2,500 | $7.42 | 0 | D | $7.42 · 2016-05-27 to 2025-05-27 | 2,500 Common Stock | (F3) This transaction was executed in multiple trades at the price of $7.42. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each transaction. (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |