Form 4 for PNTG Pennant Group, Inc.
Accepted 2025-01-16 00:00:00 ET · period of report 2025-01-02 · accession 0001766400-25-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-16 | 2025-01-15 | PNTG | SMITH BARRY M | Dir | A - Grant | $0.00 | +1,900 | 71.1K | +3% | $0 |
| D | 2025-01-16 | 2025-01-02 | PNTG | SMITH BARRY M | Dir | M - OptEx | $11.35 | +10.0K | 81.1K | +14% | +$113.5K |
| D | 2025-01-16 | 2025-01-02 | PNTG | SMITH BARRY M | Dir | M - OptEx | — | -10.0K | 20.0K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-15 | A | A | 1,900 | $0.00 | 71,099 | D | — | — | (F1) These shares vest in three annual installments beginning January 15, 2026. |
| 2 | Common | Common Stock | 2025-01-02 | M | A | 10,000 | $11.35 | 81,099 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2025-01-02 | M | D | 10,000 | — | 20,000 | D | $11.35 · 2024-07-17 to 2033-07-17 | 10,000 Common Stock | (F2) Represents the exercise of a stock option that a 33% portion vested in 2024, first became exercisable on July 17, 2024, and expires on July 17, 2033 (to the extent not previously exercised). |