Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-16 · accession 0001839391-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-16 | AMTB | Fleitas Armando | EVP, CAO | M - OptEx | $0.00 | +833 | 11.7K | +8% | $0 |
| D | 2024-02-21 | 2024-02-16 | AMTB | Fleitas Armando | EVP, CAO | F - Tax | $22.49 | -524 | 11.2K | -4% | -$11.8K |
| D | 2024-02-21 | 2024-02-16 | AMTB | Fleitas Armando | EVP, CAO | M - OptEx | $0.00 | -833 | 1,667 | -33% | $0 |
| D | 2024-02-21 | 2024-02-16 | AMTB | Fleitas Armando | EVP, CAO | A - Grant | $0.00 | +2,500 | 2,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-02-16 | M | A | 833 | $0.00 | 11,727.60 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F2) Includes 85.73 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023. |
| 2 | Common | Class A Common Stock | 2024-02-16 | F | D | 524 | $22.49 | 11,203.60 | D | — | — | (F3) Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock and RSUs. |
| 3 | Derivative | Restricted Stock Units LTI 2023 | 2024-02-16 | M | D | 833 | $0.00 | 1,667 | D | $0.00 · — to — | 833 Class A Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F4) On February 16, 2023, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date. |
| 4 | Derivative | Restricted Stock Units LTI 2024 | 2024-02-16 | A | A | 2,500 | $0.00 | 2,500 | D | $0.00 · — to — | 2,500 Class A Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F5) On February 16, 2024, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date. |