Form 4 for QCOM Qualcomm
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-20 · accession 0001888316-21-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-20 | QCOM | Palkhiwala Akash J. | CFO | M - OptEx | $0.00 | +4,317 | 49.1K | +10% | $0 |
| DM | 2021-11-23 | 2021-11-20 | QCOM | Palkhiwala Akash J. | CFO | F - Tax | $185.00 | -2,141 | 47.0K | -4% | -$396.1K |
| DM | 2021-11-23 | 2021-11-20 | QCOM | Palkhiwala Akash J. | CFO | M - OptEx | $0.00 | -4,318 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-20 | M | A | 2,384 | $0.00 | 47,178 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-20 | M | A | 1,933 | $0.00 | 49,111 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-20 | F | D | 1,182 | $185.00 | 47,929 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-20 | F | D | 959 | $185.00 | 46,970 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2021-11-20 | M | D | 1,933.35 | $0.00 | 3,867.75 | D | — · — to 2022-11-20 | 1,933.35 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F3) The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2021-11-20 | M | D | 2,384.39 | $0.00 | 0 | D | — · — to 2021-11-20 | 2,384.39 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F2) The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter. |