Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-01 · accession 0001935991-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-12 | 2024-03-01 | AMTB | Martin Silvio Marshall | EVP, CLO | L - Small Acq | $20.80 | +6.60 | 6,931 | +0.1% | +$137.28 |
| D | 2024-03-12 | 2024-03-08 | AMTB | Martin Silvio Marshall | EVP, CLO | M - OptEx | $0.00 | +416 | 7,347 | +6% | $0 |
| D | 2024-03-12 | 2024-03-08 | AMTB | Martin Silvio Marshall | EVP, CLO | F - Tax | $22.26 | -102 | 7,245 | -1% | -$2,271 |
| D | 2024-03-12 | 2024-03-08 | AMTB | Martin Silvio Marshall | EVP, CLO | M - OptEx | $0.00 | -416 | 2,501 | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-01 | L | A | 6.60 | $20.80 | 6,930.71 | D | — | — | (F1) These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account. |
| 2 | Common | Class A Common Stock | 2024-03-08 | M | A | 416 | $0.00 | 7,346.71 | D | — | — | (F2) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-03-08 | F | D | 102 | $22.26 | 7,244.71 | D | — | — | (F3) Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs. |
| 4 | Derivative | Restricted Stock Units LTI 2023 | 2024-03-08 | M | D | 416 | $0.00 | 2,501 | D | $0.00 · — to — | 416 Class A Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F4) On March 8, 2023, Mr. Martin was awarded 1,250 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date. |