Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2024-04-19 00:00:00 ET · period of report 2024-04-17 · accession 0001973970-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-19 | 2024-04-17 | AMTB | Esterripa Juan | See remarks | M - OptEx | $0.00 | +9,806 | 10.8K | +981% | $0 |
| D | 2024-04-19 | 2024-04-17 | AMTB | Esterripa Juan | See remarks | F - Tax | $20.80 | -2,389 | 8,417 | -22% | -$49.7K |
| DM | 2024-04-19 | 2024-04-17 | AMTB | Esterripa Juan | See remarks | M - OptEx | $0.00 | -9,806 | 13.6K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-04-17 | M | A | 9,806 | $0.00 | 10,806 | D | — | — | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-04-17 | F | D | 2,389 | $20.80 | 8,417 | D | — | — | (F2) Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs. |
| 3 | Derivative | Restricted Stock Units LTI 2023 | 2024-04-17 | M | D | 3,021 | $0.00 | 6,043 | D | $0.00 · — to — | 3,021 Class A Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F3) On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date. |
| 4 | Derivative | Restricted Stock Units | 2024-04-17 | M | D | 6,785 | $0.00 | 13,571 | D | $0.00 · — to — | 6,785 Class A Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F4) On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date. |