Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2025-04-21 00:00:00 ET · period of report 2025-04-17 · accession 0001973970-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-21 | 2025-04-17 | AMTB | Esterripa Juan | See remarks | F - Tax | $18.61 | -2,388 | 19.3K | -11% | -$44.4K |
| D | 2025-04-21 | 2025-04-17 | AMTB | Esterripa Juan | See remarks | M - OptEx | $0.00 | +9,806 | 21.6K | +83% | $0 |
| DM | 2025-04-21 | 2025-04-17 | AMTB | Esterripa Juan | See remarks | M - OptEx | $0.00 | -9,806 | 18.3K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-04-17 | F | D | 2,388 | $18.61 | 19,261.08 | D | — | — | (F2) Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs. |
| 2 | Common | Class A Common Stock | 2025-04-17 | M | A | 9,806 | $0.00 | 21,649.08 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units LTI 2023 | 2025-04-17 | M | D | 3,021 | $0.00 | 3,022 | D | $0.00 · — to — | 3,021 Class A Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F3) On April 17, 2023, Mr. Esterripa was awarded 9,064 RSUs under the 2023-2025 Long Term Incentive Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date. |
| 4 | Derivative | Restricted Stock Units | 2025-04-17 | M | D | 6,785 | $0.00 | 18,321 | D | $0.00 · — to — | 6,785 Class A Common Stock | (F5) Balance includes 11,535 unvested RSUs awarded to Mr. Esterripa on February 18, 2025. (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F4) On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Chief Commercial Banking Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date. |