Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2025-11-20 00:00:00 ET · period of report 2025-11-18 · accession 0002045314-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-20 | 2025-11-18 | AMTB | Smith Braden | See remarks | M - OptEx | $0.00 | +2,000 | 2,872 | +229% | $0 |
| D | 2025-11-20 | 2025-11-18 | AMTB | Smith Braden | See remarks | F - Tax | $17.10 | -787 | 2,085 | -27% | -$13.5K |
| D | 2025-11-20 | 2025-11-18 | AMTB | Smith Braden | See remarks | M - OptEx | $0.00 | -2,000 | 8,000 | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-18 | M | A | 2,000 | $0.00 | 2,872.42 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F2) Includes 872.424 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025. |
| 2 | Common | Class A Common Stock | 2025-11-18 | F | D | 787 | $17.10 | 2,085.42 | D | — | — | (F3) Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs. |
| 3 | Derivative | Restricted Stock Units | 2025-11-18 | M | D | 2,000 | $0.00 | 8,000 | D | $0.00 · — to — | 2,000 Class A Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock. (F4) On November 18, 2024, Mr. Smith was awarded 10,000 RSUs. Each RSU represents the right to receive, following vesting, one share of Class A common stock. Twenty percent (20%) of the restricted stock units will vest on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Mr. Smith remains in the continuous service of the Company or a subsidiary through each such date. |