InsiderTrades

Siffermann William A

SEC CIK 1714150 · EDGAR

Buying vs selling by month open-market trades, last 43 months, all 5 companies
BoughtSold

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDVP 913.97 $4,372 — 22025-03-212026-03-05
JRSNUVEEN REAL ESTATE INCOME FUNDVP 485.36 $811 — 12026-03-052026-03-05
NADNuveen Quality Municipal Income FundVP 1,041 $5,832 — 32023-03-302026-03-05
NMAINuveen Multi-Asset Income FundVP 330.10 $1,008 — 12026-03-042026-03-04
NBBNuveen Taxable Municipal Income FundVP 615.13 $1,215 — 12026-03-042026-03-04

Most active insiders at NMZ, 12 months

#InsiderTitleBoughtSold
1 BANK OF AMERICA CORP /DE/10% $68.0K$68.5K
2 MOSCHNER ALBIN FTrustee —$30.2K
3 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.10% $12.3K$12.6K
4 Siffermann William AVP $1,048—
5 Banc of America Preferred Funding Corp10% ——

Transactions 8

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
2026-03-06 2026-03-05 JRS NUVEEN REAL ESTATE INCOME FUND Siffermann William A VP P - Purchase $8.11 +100 485.36 +26% +$811
2026-03-06 2026-03-04 NBB Nuveen Taxable Municipal Income Fund Siffermann William A VP P - Purchase $16.20 +75 615.13 +14% +$1,215
2026-03-06 2026-03-04 NMAI Nuveen Multi-Asset Income Fund Siffermann William A VP P - Purchase $13.44 +75 330.10 +29% +$1,008
2026-03-06 2026-03-05 NAD Nuveen Quality Municipal Income Fund Siffermann William A VP P - Purchase $12.06 +100 1,041 +11% +$1,206
2026-03-06 2026-03-05 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND Siffermann William A VP P - Purchase $10.48 +100 913.97 +12% +$1,048
2025-03-24 2025-03-21 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND Siffermann William A VP P - Purchase $11.08 +300 609.81 +97% +$3,324
2025-03-24 2025-03-21 NAD Nuveen Quality Municipal Income Fund Siffermann William A VP P - Purchase $11.61 +300 724.32 +71% +$3,483
2023-04-05 2023-03-30 NAD Nuveen Quality Municipal Income Fund Siffermann William A VP P - Purchase $11.43 +100 424.32 +31% +$1,143

Purchase Sale Sale after option exercise All abbreviations