Imperial Capital Asset Management, LLC
SEC CIK 1805378 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | 10% | 6.29M | $3.67M | $1.00M | 10 | 2022-05-04 | 2024-03-05 |
Most active insiders at GEG, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Schwartz David W. | Dir | — | — |
| 2 | Smith Booker | Dir | — | — |
| 3 | Nathan Lloyd | Dir | — | — |
| 4 | Imperial Capital Asset Management, LLC | 10% | — | — |
| 5 | Milz Nichole | COO | — | — |
| 6 | Matter David | Dir | — | — |
| 7 | Davis Keri | CFO | — | — |
| 8 | Kleinman Adam M | Pres | — | — |
| 9 | Parmelee James P | Dir | — | — |
| 10 | Scheyer Eric J | Dir | — | — |
Imperial Capital Asset Management, LLC made no open-market trades at GEG in the last 12 months.
Transactions 10
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-03-07 | 2024-03-05+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $1.95 | +14.6K | 6.29M | +0.2% | +$28.5K |
| MI | 2024-02-21 | 2024-02-16+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $1.95 | +13.5K | 6.15M | +0.2% | +$26.5K |
| MI | 2023-11-24 | 2023-11-21+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $2.01 | +38.9K | 6.08M | +0.6% | +$78.3K |
| I | 2023-01-10 | 2023-01-06 | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $2.17 | +460.9K | 5.62M | +9% | +$1.00M |
| I | 2023-01-10 | 2023-01-06 | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | S - Sale | $2.17 | -460.9K | 5.16M | -8% | -$1.00M |
| MI | 2022-12-27 | 2022-12-22+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $1.99 | +9,494 | 5.23M | +0.2% | +$18.9K |
| MI | 2022-11-14 | 2022-11-09+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $2.00 | +9,077 | 5.18M | +0.2% | +$18.2K |
| MI | 2022-09-06 | 2022-09-01+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $2.05 | +3,668 | 4.80M | +0.1% | +$7,519 |
| MI | 2022-07-20 | 2022-07-18+ | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $1.99 | +6,951 | 4.66M | +0.1% | +$13.8K |
| I | 2022-05-06 | 2022-05-04 | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | P - Purchase | $1.81 | +1.37M | 4.03M | +52% | +$2.48M |
Purchase Sale Sale after option exercise All abbreviations