InsiderTrades

Wardell-Smith Sara

SEC CIK 2001931 · EDGAR

Buying vs selling by month open-market trades, last 31 months, all 2 companies
BoughtSold

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
AXAxos Financial, Inc.Dir 14.5K $442.9K — 62024-03-152025-11-14
CFNDC1 Fund Inc.Dir 30.0K $300.0K — 12025-08-082025-08-08

Most active insiders at AX, 12 months

#InsiderTitleBoughtSold
1 Garrabrants GregoryPres, CEO, Dir —$4.29M
2 COURT JAMES JOHNDir —$1.13M
3 Constantine Thomas MEVP, Chief Credit Off —$502.6K
4 Walsh DerrickEVP, CFO —$490.5K
5 Nick MosichDir —$346.9K
6 Bohlig Tamara NDir —$185.0K
7 Ratinoff Edward JamesDir —$181.4K
8 Watson Michael JamesEVP, Head of Axos Securities —$138.5K
9 Santi Roque ADir —$96.5K
10 THIELE CANDACE LEVP, Chief Administrative Offi ——
12 Wardell-Smith SaraDir ——

Transactions 7

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
D 2025-11-18 2025-11-14 AX Axos Financial, Inc. Wardell-Smith Sara Dir M - OptEx $79.12 +4,289 14.5K +42% +$339.3K
D 2025-11-18 2025-11-14 AX Axos Financial, Inc. Wardell-Smith Sara Dir D - Sale to Iss $79.12 -2,144 12.4K -15% -$169.6K
2025-08-11 2025-08-08 CFND C1 Fund Inc. Wardell-Smith Sara Dir P - Purchase $10.00 +30.0K 30.0K New +$300.0K
2025-03-05 2025-03-04 AX Axos Financial, Inc. Wardell-Smith Sara Dir P - Purchase $64.73 +3,000 10.2K +41% +$194.2K
D 2024-12-18 2024-12-15 AX Axos Financial, Inc. Wardell-Smith Sara Dir M - OptEx $79.62 +4,500 9,500 +90% +$358.3K
D 2024-12-18 2024-12-15 AX Axos Financial, Inc. Wardell-Smith Sara Dir D - Sale to Iss $79.62 -2,250 7,250 -24% -$179.1K
2024-03-19 2024-03-15 AX Axos Financial, Inc. Wardell-Smith Sara Dir P - Purchase $49.75 +5,000 5,000 New +$248.8K

Purchase Sale Sale after option exercise All abbreviations