PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | 2025-03-28 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +739 | 82.8K | +0.9% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +510 | 59.6K | +0.9% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +376 | 34.0K | +1% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +72 | 8,064 | +0.9% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +537 | 91.5K | +0.6% | $0 | |
| D | 2025-04-01 | 2025-03-28 | PFG | Houston Daniel Joseph | Executive COB, Dir | A - Grant | $0.00 | +1,479 | 270.4K | +0.5% | $0 |
| 2025-04-01 | 2025-03-28 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +300 | 33.5K | +0.9% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +170 | 17.3K | +1.0% | $0 | |
| D | 2025-04-01 | 2025-03-28 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +268 | 30.0K | +0.9% | $0 |
| 2025-04-01 | 2025-03-28 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +228 | 25.4K | +0.9% | $0 | |
| D | 2025-04-01 | 2025-03-28 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +114 | 11.2K | +1% | $0 |
| 2025-04-01 | 2025-03-28 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +179 | 32.7K | +0.6% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +485 | 63.2K | +0.8% | $0 | |
| 2025-04-01 | 2025-03-28 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $0.00 | +512 | 151.9K | +0.3% | $0 | |
| I | 2025-04-01 | 2025-03-28 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $0.00 | +86 | 62.3K | +0.1% | $0 |
| 2025-03-04 | 2025-02-28 | PFG | Pitz Joel | Interim CFO | F - Tax | $89.04 | -498 | 31.6K | -2% | -$44.3K | |
| 2025-03-04 | 2025-03-01 | PFG | Houston Daniel Joseph | Executive COB, Dir | F - Tax | $89.04 | -16.1K | 269.0K | -6% | -$1.44M | |
| 2025-03-04 | 2025-02-28 | PFG | Bhatia Kamal | Pres, CEO - PAM | F - Tax | $89.04 | -4,735 | 62.7K | -7% | -$421.6K | |
| 2025-03-04 | 2025-02-28 | PFG | Kay Kathleen B | EVP-CIO | F - Tax | $89.04 | -2,285 | 33.6K | -6% | -$203.5K | |
| 2025-03-04 | 2025-02-28 | PFG | McCullum Kenneth A. | EVP - CRO | F - Tax | $89.04 | -1,464 | 40.3K | -4% | -$130.4K | |
| 2025-03-04 | 2025-02-28 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | F - Tax | $89.04 | -3,885 | 90.9K | -4% | -$345.9K | |
| 2025-03-04 | 2025-02-28 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | F - Tax | $89.04 | -4,585 | 151.3K | -3% | -$408.2K | |
| I | 2025-03-04 | 2025-02-28 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | F - Tax | $89.04 | -1,410 | 62.2K | -2% | -$125.5K |
| 2025-03-04 | 2025-02-28 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | F - Tax | $89.04 | -3,812 | 59.0K | -6% | -$339.4K | |
| DM | 2025-02-28 | 2025-02-27 | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $87.29 | -13.5K | 81.2K | -14% | -$1.18M |
| DM | 2025-02-28 | 2025-02-27 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $58.68 | +820 | 94.6K | +0.9% | +$48.1K |
| 2025-02-26 | 2025-02-24 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +5,468 | 99.0K | +6% | $0 | |
| M | 2025-02-26 | 2025-02-24 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +21.5K | 62.8K | +52% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +11.9K | 85.1K | +16% | $0 |
| 2025-02-26 | 2025-02-24 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +6,741 | 32.5K | +26% | $0 | |
| M | 2025-02-26 | 2025-02-24 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +7,556 | 41.8K | +22% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +18.9K | 57.5K | +49% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $0.00 | +43.6K | 155.9K | +39% | $0 |
| I | 2025-02-26 | 2025-02-24 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $0.00 | +3,191 | 63.6K | +5% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +12.5K | 29.1K | +75% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +5,461 | 29.3K | +23% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +20.2K | 94.8K | +27% | $0 |
| M | 2025-02-26 | 2025-02-24 | PFG | Houston Daniel Joseph | Executive COB, Dir | A - Grant | $0.00 | +102.3K | 285.1K | +56% | $0 |
| D | 2025-02-18 | 2025-02-14 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $58.68 | +400 | 82.7K | +0.5% | +$23.5K |
| DM | 2025-02-18 | 2025-02-14 | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $87.02 | -800 | 81.9K | -1.0% | -$69.6K |
| D | 2025-01-17 | 2025-01-15 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | A - Grant | $51.33 | +21.8K | 134.1K | +19% | +$1.12M |
| D | 2025-01-17 | 2025-01-15 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, CEO | D - Sale to Iss | $80.50 | -21.8K | 112.4K | -16% | -$1.75M |
| D | 2024-12-20 | 2024-12-18 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +121 | 11.0K | +1% | $0 |
| 2024-12-20 | 2024-12-18 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +142 | 26.7K | +0.5% | $0 | |
| I | 2024-12-20 | 2024-12-18 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +3 | 2,356 | +0.1% | $0 |
| D | 2024-12-20 | 2024-12-18 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +287 | 29.7K | +1.0% | $0 |
| 2024-12-20 | 2024-12-18 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +181 | 17.1K | +1% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +384 | 48.8K | +0.8% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +321 | 33.2K | +1.0% | $0 | |
| D | 2024-12-20 | 2024-12-18 | PFG | Houston Daniel Joseph | COB, CEO, Dir | A - Grant | $0.00 | +1,093 | 182.8K | +0.6% | $0 |
| 2024-12-20 | 2024-12-18 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +165 | 34.2K | +0.5% | $0 | |
| I | 2024-12-20 | 2024-12-18 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, COO | A - Grant | $0.00 | +108 | 60.4K | +0.2% | $0 |
| 2024-12-20 | 2024-12-18 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, COO | A - Grant | $0.00 | +360 | 112.4K | +0.3% | $0 | |
| D | 2024-12-20 | 2024-12-18 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +336 | 34.8K | +1.0% | $0 |
| 2024-12-20 | 2024-12-18 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +626 | 82.3K | +0.8% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +112 | 11.6K | +1.0% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +378 | 41.4K | +0.9% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +305 | 23.4K | +1% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +243 | 25.2K | +1.0% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +790 | 82.1K | +1.0% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +152 | 15.8K | +1.0% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +744 | 93.6K | +0.8% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +77 | 7,992 | +1.0% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +102 | 8,249 | +1% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +419 | 74.6K | +0.6% | $0 | |
| 2024-12-20 | 2024-12-18 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +127 | 25.8K | +0.5% | $0 | |
| D | 2024-11-26 | 2024-11-25 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $58.68 | +19.0K | 100.6K | +23% | +$1.11M |
| D | 2024-11-26 | 2024-11-25 | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $87.21 | -19.0K | 81.6K | -19% | -$1.66M |
| 2024-11-21 | 2024-11-19 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | G - Gift | $0.00 | -5,780 | 74.2K | -7% | $0 | |
| DM | 2024-11-19 | 2024-11-15+ | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $58.68 | +4,245 | 82.1K | +5% | +$249.1K |
| DM | 2024-11-19 | 2024-11-15+ | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $87.19 | -4,245 | 81.6K | -5% | -$370.1K |
| 2024-10-17 | 2024-10-15 | PFG | Pitz Joel | Interim CFO | D - Sale to Iss | $90.00 | -2,500 | 26.4K | -9% | -$225.0K | |
| 2024-10-01 | 2024-09-27 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +162 | 28.9K | +0.6% | $0 | |
| I | 2024-10-01 | 2024-09-27 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +3 | 2,267 | +0.1% | $0 |
| D | 2024-10-01 | 2024-09-27 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +286 | 34.5K | +0.8% | $0 |
| 2024-10-01 | 2024-09-27 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +358 | 79.9K | +0.4% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +141 | 34.1K | +0.4% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +673 | 81.3K | +0.8% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +273 | 32.9K | +0.8% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +261 | 23.1K | +1% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +108 | 25.6K | +0.4% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +328 | 48.4K | +0.7% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +635 | 92.8K | +0.7% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +207 | 24.9K | +0.8% | $0 | |
| D | 2024-10-01 | 2024-09-27 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +103 | 10.9K | +1.0% | $0 |
| D | 2024-10-01 | 2024-09-27 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +244 | 29.4K | +0.8% | $0 |
| D | 2024-10-01 | 2024-09-27 | PFG | Houston Daniel Joseph | COB, CEO, Dir | A - Grant | $0.00 | +931 | 181.7K | +0.5% | $0 |
| 2024-10-01 | 2024-09-27 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +154 | 17.0K | +0.9% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +87 | 8,147 | +1% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +322 | 41.0K | +0.8% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +95 | 11.4K | +0.8% | $0 | |
| I | 2024-10-01 | 2024-09-27 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, COO | A - Grant | $0.00 | +92 | 60.3K | +0.2% | $0 |
| 2024-10-01 | 2024-09-27 | PFG | STRABLE-SOETHOUT DEANNA D | Pres, COO | A - Grant | $0.00 | +307 | 112.0K | +0.3% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +66 | 7,915 | +0.8% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +535 | 81.6K | +0.7% | $0 | |
| 2024-10-01 | 2024-09-27 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +130 | 15.6K | +0.8% | $0 | |
| DM | 2024-09-18 | 2024-09-16 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $49.99 | +22.2K | 101.7K | +28% | +$1.11M |
| D | 2024-09-18 | 2024-09-16 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | D - Sale to Iss | $82.04 | -22.2K | 79.5K | -22% | -$1.82M |
| D | 2024-09-06 | 2024-09-05 | PFG | McCullum Kenneth A. | EVP - CRO | D - Sale to Iss | $79.78 | -4,365 | 33.9K | -11% | -$348.2K |
| D | 2024-09-06 | 2024-09-05 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $37.38 | +4,365 | 38.3K | +13% | +$163.2K |
Purchase Sale Sale after option exercise All abbreviations