PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-06 | 2024-09-04 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $50.08 | +1,400 | 80.9K | +2% | +$70.1K |
| D | 2024-09-06 | 2024-09-04 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | D - Sale to Iss | $82.03 | -1,400 | 79.5K | -2% | -$114.8K |
| D | 2024-09-06 | 2024-09-04 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $58.68 | +1,200 | 82.3K | +1% | +$70.4K |
| D | 2024-09-06 | 2024-09-04 | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $82.02 | -1,200 | 81.1K | -1% | -$98.4K |
| 2024-09-06 | 2024-09-04 | PFG | McCullum Kenneth A. | EVP - CRO | D - Sale to Iss | $81.50 | -673 | 33.9K | -2% | -$54.8K | |
| 2024-08-30 | 2024-08-20 | PFG | Pitz Joel | Interim CFO | A - Grant | $0.00 | +5,183 | 28.7K | +22% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +92 | 8,060 | +1% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +379 | 79.5K | +0.5% | $0 | |
| D | 2024-07-01 | 2024-06-28 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +303 | 34.2K | +0.9% | $0 |
| 2024-07-01 | 2024-06-28 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +276 | 22.9K | +1% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +712 | 80.6K | +0.9% | $0 | |
| D | 2024-07-01 | 2024-06-28 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +109 | 10.8K | +1% | $0 |
| 2024-07-01 | 2024-06-28 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +114 | 25.5K | +0.4% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +289 | 32.6K | +0.9% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +341 | 40.6K | +0.8% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +325 | 111.7K | +0.3% | $0 | |
| I | 2024-07-01 | 2024-06-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +104 | 60.2K | +0.2% | $0 |
| 2024-07-01 | 2024-06-28 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +672 | 92.2K | +0.7% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +567 | 81.1K | +0.7% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +155 | 34.6K | +0.5% | $0 | |
| D | 2024-07-01 | 2024-06-28 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +259 | 29.2K | +0.9% | $0 |
| D | 2024-07-01 | 2024-06-28 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +985 | 180.8K | +0.5% | $0 |
| 2024-07-01 | 2024-06-28 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +219 | 24.7K | +0.9% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +101 | 11.3K | +0.9% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +347 | 48.1K | +0.7% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +137 | 15.5K | +0.9% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +70 | 7,849 | +0.9% | $0 | |
| 2024-07-01 | 2024-06-28 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +164 | 16.8K | +1.0% | $0 | |
| DM | 2024-06-11 | 2024-06-07 | PFG | McCullum Kenneth A. | EVP - CRO | D - Sale to Iss | $79.59 | -4,365 | 34.4K | -11% | -$347.4K |
| D | 2024-06-11 | 2024-06-07 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $37.38 | +4,365 | 38.8K | +13% | +$163.2K |
| 2024-06-04 | 2024-06-03 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | G - Gift | $0.00 | -30.7K | 179.5K | -15% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +2,395 | 11.2K | +27% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +2,395 | 15.4K | +18% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +2,395 | 32.3K | +8% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +2,395 | 7,968 | +43% | $0 | |
| 2024-05-23 | 2024-05-22 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | G - Gift | $0.00 | -6,273 | 79.0K | -7% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +2,395 | 79.9K | +3% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +2,395 | 24.5K | +11% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +2,395 | 33.9K | +8% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +2,395 | 7,779 | +44% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +2,395 | 28.9K | +9% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +2,395 | 16.6K | +17% | $0 | |
| 2024-05-23 | 2024-05-21 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +2,395 | 10.7K | +29% | $0 | |
| D | 2024-05-21 | 2024-05-17 | PFG | Cheong Wee Yee | EVP, Principal Asia | D - Sale to Iss | $84.94 | -22.0K | 80.2K | -22% | -$1.87M |
| D | 2024-05-21 | 2024-05-17 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $51.73 | +22.0K | 102.3K | +27% | +$1.14M |
| 2024-04-01 | 2024-03-28 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +504 | 80.2K | +0.6% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +103 | 13.0K | +0.8% | $0 | |
| D | 2024-04-01 | 2024-03-28 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +211 | 26.6K | +0.8% | $0 |
| 2024-04-01 | 2024-03-28 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +245 | 22.6K | +1% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +138 | 34.4K | +0.4% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +303 | 40.0K | +0.8% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +308 | 47.7K | +0.6% | $0 | |
| D | 2024-04-01 | 2024-03-28 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +78 | 8,321 | +0.9% | $0 |
| 2024-04-01 | 2024-03-28 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +126 | 14.3K | +0.9% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +288 | 111.4K | +0.3% | $0 | |
| I | 2024-04-01 | 2024-03-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +93 | 60.1K | +0.2% | $0 |
| D | 2024-04-01 | 2024-03-28 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +250 | 31.5K | +0.8% | $0 |
| 2024-04-01 | 2024-03-28 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +101 | 25.4K | +0.4% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +244 | 140.6K | +0.2% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +43 | 5,384 | +0.8% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +597 | 91.5K | +0.7% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +176 | 22.1K | +0.8% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +337 | 85.3K | +0.4% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +613 | 77.5K | +0.8% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +62 | 5,573 | +1% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +238 | 30.0K | +0.8% | $0 | |
| 2024-04-01 | 2024-03-28 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +70 | 8,853 | +0.8% | $0 | |
| D | 2024-04-01 | 2024-03-28 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +1,278 | 210.2K | +0.6% | $0 |
| 2024-03-07 | 2024-03-05 | PFG | McCullum Kenneth A. | EVP - CRO | F - Tax | $80.99 | -1,104 | 34.3K | -3% | -$89.4K | |
| 2024-03-07 | 2024-03-05 | PFG | Kay Kathleen B | EVP-CIO | F - Tax | $80.99 | -1,599 | 22.3K | -7% | -$129.5K | |
| I | 2024-03-07 | 2024-03-05 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | F - Tax | $80.99 | -1,460 | 60.0K | -2% | -$118.2K |
| M | 2024-02-28 | 2024-02-26 | PFG | Bhatia Kamal | Pres, CEO - PAM | A - Grant | $0.00 | +16.8K | 47.4K | +55% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +5,844 | 32.4K | +22% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +14.6K | 33.9K | +75% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +12.0K | 71.1K | +20% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +17.3K | 76.6K | +29% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +9,101 | 19.5K | +87% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +24.0K | 126.0K | +24% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +26.1K | 99.3K | +36% | $0 |
| I | 2024-02-28 | 2024-02-26 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +3,324 | 61.5K | +6% | $0 |
| M | 2024-02-28 | 2024-02-26 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +88.4K | 158.6K | +126% | $0 |
| 2024-02-28 | 2024-02-26 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +5,533 | 90.9K | +6% | $0 | |
| 2024-02-28 | 2024-02-26 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +7,022 | 25.3K | +38% | $0 | |
| 2024-01-11 | 2024-01-10 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +12.7K | 67.7K | +23% | $0 | |
| D | 2023-12-22 | 2023-12-20 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +83 | 8,243 | +1% | $0 |
| 2023-12-22 | 2023-12-20 | PFG | Kay Kathleen B | EVP-CIO | A - Grant | $0.00 | +196 | 14.8K | +1% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +74 | 8,783 | +0.8% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +186 | 21.9K | +0.9% | $0 | |
| D | 2023-12-22 | 2023-12-20 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +265 | 31.2K | +0.9% | $0 |
| 2023-12-22 | 2023-12-20 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +177 | 116.3K | +0.2% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +252 | 29.7K | +0.9% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +109 | 12.9K | +0.9% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +45 | 5,341 | +0.8% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +325 | 55.1K | +0.6% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | McCullum Kenneth A. | EVP - CRO | A - Grant | $0.00 | +106 | 29.6K | +0.4% | $0 | |
| D | 2023-12-22 | 2023-12-20 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +605 | 120.5K | +0.5% | $0 |
| 2023-12-22 | 2023-12-20 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +650 | 76.9K | +0.9% | $0 | |
| D | 2023-12-22 | 2023-12-20 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +223 | 26.3K | +0.9% | $0 |
| 2023-12-22 | 2023-12-20 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +724 | 85.4K | +0.9% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Agrawal Vivek | EVP, Chief Growth Off | A - Grant | $0.00 | +48 | 18.3K | +0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations