PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-22 | 2023-12-20 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +197 | 25.1K | +0.8% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +134 | 14.1K | +1.0% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +184 | 84.9K | +0.2% | $0 | |
| I | 2023-12-22 | 2023-12-20 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +109 | 58.2K | +0.2% | $0 |
| 2023-12-22 | 2023-12-20 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +66 | 5,511 | +1% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Friedrich Amy Christine | Pres - Benefits, Protect | A - Grant | $0.00 | +210 | 67.5K | +0.3% | $0 | |
| 2023-12-22 | 2023-12-20 | PFG | Valdes Luis E. | Executive COB, Latam | A - Grant | $0.00 | +26 | 27.7K | +0.1% | $0 | |
| 2023-11-22 | 2023-11-21 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | G - Gift | $0.00 | -34.5K | 119.8K | -22% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +185 | 116.1K | +0.2% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +757 | 84.7K | +0.9% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +221 | 67.2K | +0.3% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Valdes Luis E. | Executive COB, Latam | A - Grant | $0.00 | +28 | 27.6K | +0.1% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +78 | 8,709 | +0.9% | $0 | |
| I | 2023-10-03 | 2023-09-29 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +114 | 58.1K | +0.2% | $0 |
| 2023-10-03 | 2023-09-29 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +193 | 84.7K | +0.2% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +140 | 14.0K | +1% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +344 | 54.7K | +0.6% | $0 | |
| D | 2023-10-03 | 2023-09-29 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +87 | 8,160 | +1% | $0 |
| 2023-10-03 | 2023-09-29 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +680 | 76.2K | +0.9% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +195 | 21.8K | +0.9% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +207 | 24.9K | +0.8% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +69 | 5,445 | +1% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +263 | 29.5K | +0.9% | $0 | |
| D | 2023-10-03 | 2023-09-29 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +632 | 154.3K | +0.4% | $0 |
| D | 2023-10-03 | 2023-09-29 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +277 | 31.0K | +0.9% | $0 |
| 2023-10-03 | 2023-09-29 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +47 | 5,296 | +0.9% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +114 | 12.8K | +0.9% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +207 | 14.6K | +1% | $0 | |
| 2023-10-03 | 2023-09-29 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +111 | 29.5K | +0.4% | $0 | |
| D | 2023-10-03 | 2023-09-29 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +233 | 26.1K | +0.9% | $0 |
| 2023-08-08 | 2023-08-04 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | G - Gift | $0.00 | -592 | 153.6K | -0.4% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +315 | 54.1K | +0.6% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Valdes Luis E. | Executive COB, Latam | A - Grant | $0.00 | +25 | 27.6K | +0.1% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +702 | 83.9K | +0.8% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +64 | 5,376 | +1% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +106 | 12.6K | +0.8% | $0 | |
| D | 2023-07-05 | 2023-05-22 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | W - Inherited | $0.00 | +592 | 153.3K | +0.4% | $0 |
| D | 2023-07-05 | 2023-06-30 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +586 | 154.2K | +0.4% | $0 |
| 2023-07-05 | 2023-06-30 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +189 | 14.4K | +1% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +203 | 66.9K | +0.3% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +191 | 24.7K | +0.8% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +44 | 5,249 | +0.8% | $0 | |
| D | 2023-07-05 | 2023-06-30 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +216 | 25.9K | +0.8% | $0 |
| D | 2023-07-05 | 2023-06-30 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +80 | 8,073 | +1% | $0 |
| 2023-07-05 | 2023-06-30 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +180 | 21.6K | +0.8% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +130 | 13.9K | +0.9% | $0 | |
| I | 2023-07-05 | 2023-06-30 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +106 | 57.6K | +0.2% | $0 |
| 2023-07-05 | 2023-06-30 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +179 | 84.6K | +0.2% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +631 | 75.5K | +0.8% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +289 | 40.4K | +0.7% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +171 | 115.9K | +0.1% | $0 | |
| D | 2023-07-05 | 2023-06-30 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +257 | 30.7K | +0.8% | $0 |
| 2023-07-05 | 2023-06-30 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +72 | 8,631 | +0.8% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +102 | 29.3K | +0.3% | $0 | |
| 2023-07-05 | 2023-06-30 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +244 | 29.2K | +0.8% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +2,750 | 30.4K | +10% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +2,750 | 8,559 | +47% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +2,750 | 74.9K | +4% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +2,750 | 21.4K | +15% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +2,750 | 5,312 | +107% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +2,750 | 29.0K | +10% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +2,750 | 25.7K | +12% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +2,750 | 5,205 | +112% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +2,750 | 12.5K | +28% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +2,750 | 7,993 | +52% | $0 | |
| 2023-05-18 | 2023-05-16 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +2,750 | 13.7K | +25% | $0 | |
| 2023-04-06 | 2022-03-18 | PFG | McCullum Kenneth A. | SVP, CRO | S - Sale | $69.50 | -3,694 | 29.2K | -11% | -$256.7K | |
| D | 2023-04-04 | 2023-03-31 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +356 | 55.0K | +0.7% | $0 |
| 2023-04-04 | 2023-03-31 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +710 | 83.2K | +0.9% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +41 | 2,562 | +2% | $0 | |
| D | 2023-04-04 | 2023-03-31 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +960 | 190.2K | +0.5% | $0 |
| 2023-04-04 | 2023-03-31 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +194 | 24.2K | +0.8% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +50 | 5,809 | +0.9% | $0 | |
| D | 2023-04-04 | 2023-03-31 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +236 | 27.7K | +0.9% | $0 |
| 2023-04-04 | 2023-03-31 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +254 | 116.1K | +0.2% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +108 | 11.0K | +1.0% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +181 | 84.4K | +0.2% | $0 | |
| I | 2023-04-04 | 2023-03-31 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +107 | 57.8K | +0.2% | $0 |
| 2023-04-04 | 2023-03-31 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +105 | 32.9K | +0.3% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +615 | 72.2K | +0.9% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +207 | 66.4K | +0.3% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +58 | 5,243 | +1% | $0 | |
| D | 2023-04-04 | 2023-03-31 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +196 | 22.9K | +0.9% | $0 |
| 2023-04-04 | 2023-03-31 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +224 | 26.2K | +0.9% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +322 | 53.7K | +0.6% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +84 | 9,781 | +0.9% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +298 | 40.1K | +0.7% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +246 | 14.2K | +2% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +159 | 18.6K | +0.9% | $0 | |
| 2023-04-04 | 2023-03-31 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +21 | 2,455 | +0.9% | $0 | |
| DM | 2023-03-31 | 2023-03-29 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $49.03 | +26.9K | 66.6K | +68% | +$1.32M |
| DM | 2023-03-31 | 2023-03-29 | PFG | Walker Roberto | EVP, Principal Latin American | D - Sale to Iss | $72.85 | -26.9K | 39.7K | -40% | -$1.96M |
| D | 2023-03-30 | 2023-03-28 | PFG | Walker Roberto | EVP, Principal Latin American | D - Sale to Iss | $72.18 | -26.9K | 39.7K | -40% | -$1.94M |
| DM | 2023-03-30 | 2023-03-28 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $42.05 | +26.9K | 66.6K | +68% | +$1.13M |
| DM | 2023-03-29 | 2023-03-27 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $46.47 | +26.9K | 60.0K | +81% | +$1.25M |
| D | 2023-03-29 | 2023-03-27 | PFG | Walker Roberto | EVP, Principal Latin American | D - Sale to Iss | $72.45 | -26.9K | 39.7K | -40% | -$1.95M |
| D | 2023-03-23 | 2023-03-21 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | D - Sale to Iss | $75.14 | -55.6K | 115.9K | -32% | -$4.18M |
| DM | 2023-03-23 | 2023-03-21 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $54.98 | +55.6K | 171.5K | +48% | +$3.06M |
| D | 2023-03-16 | 2023-03-14 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | D - Sale to Iss | $75.05 | -1,159 | 115.9K | -1.0% | -$87.0K |
| D | 2023-03-16 | 2023-03-14 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $51.73 | +1,159 | 117.0K | +1% | +$60.0K |
Purchase Sale Sale after option exercise All abbreviations