PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | 2023-02-27 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +3,897 | 14.0K | +39% | $0 | |
| M | 2023-03-01 | 2023-02-27 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +74.2K | 189.2K | +65% | $0 |
| M | 2023-03-01 | 2023-02-27 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +18.0K | 106.6K | +20% | $0 |
| M | 2023-03-01 | 2023-02-27 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +5,018 | 36.5K | +16% | $0 |
| M | 2023-03-01 | 2023-02-27 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +14.3K | 23.9K | +147% | $0 |
| 2023-03-01 | 2023-02-27 | PFG | McCullum Kenneth A. | SVP, CRO | F - Tax | $88.89 | -3,264 | 32.8K | -9% | -$290.1K | |
| 2023-03-01 | 2023-02-27 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +2,558 | 36.1K | +8% | $0 | |
| M | 2023-03-01 | 2023-02-27 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +20.3K | 93.4K | +28% | $0 |
| I | 2023-03-01 | 2023-02-27 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | F - Tax | $88.89 | -1,297 | 57.7K | -2% | -$115.3K |
| I | 2023-03-01 | 2023-02-27 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +2,723 | 59.0K | +5% | $0 |
| M | 2023-03-01 | 2023-02-27 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +18.4K | 49.3K | +59% | $0 |
| 2023-03-01 | 2023-02-27 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +4,855 | 82.5K | +6% | $0 | |
| M | 2023-03-01 | 2023-02-27 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +15.3K | 66.1K | +30% | $0 |
| DM | 2023-01-05 | 2023-01-03+ | PFG | Friedrich Amy Christine | Pres - USIS | D - Sale to Iss | $85.01 | -6,390 | 50.8K | -11% | -$543.2K |
| DM | 2023-01-05 | 2023-01-03+ | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $51.33 | +6,390 | 50.9K | +14% | +$328.0K |
| 2022-12-21 | 2022-12-19 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +96 | 33.5K | +0.3% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +51 | 5,185 | +1.0% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +139 | 18.5K | +0.8% | $0 | |
| D | 2022-12-21 | 2022-12-19 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +207 | 27.4K | +0.8% | $0 |
| 2022-12-21 | 2022-12-19 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +196 | 26.0K | +0.8% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +75 | 73.0K | +0.1% | $0 | |
| I | 2022-12-21 | 2022-12-19 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +104 | 56.3K | +0.2% | $0 |
| 2022-12-21 | 2022-12-19 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +219 | 34.7K | +0.6% | $0 | |
| D | 2022-12-21 | 2022-12-19 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +171 | 22.7K | +0.8% | $0 |
| 2022-12-21 | 2022-12-19 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +63 | 50.8K | +0.1% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +585 | 77.6K | +0.8% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +186 | 10.1K | +2% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $0.00 | +86 | 97.8K | +0.1% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +73 | 9,697 | +0.8% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +36 | 2,521 | +1% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +141 | 35.0K | +0.4% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +94 | 10.9K | +0.9% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +18 | 2,434 | +0.7% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +43 | 5,759 | +0.8% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +62 | 9,696 | +0.6% | $0 | |
| 2022-12-21 | 2022-12-19 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +538 | 71.6K | +0.8% | $0 | |
| D | 2022-12-21 | 2022-12-19 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +278 | 115.0K | +0.2% | $0 |
| D | 2022-12-21 | 2022-12-19 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +312 | 54.6K | +0.6% | $0 |
| DM | 2022-12-13 | 2022-12-09 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | D - Sale to Iss | $88.61 | -269.9K | 114.7K | -70% | -$23.91M |
| DM | 2022-12-13 | 2022-12-09 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $51.74 | +269.9K | 116.6K | New | +$13.96M |
| DM | 2022-12-12 | 2022-12-08 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | D - Sale to Iss | $89.78 | -26.0K | 97.7K | -21% | -$2.33M |
| D | 2022-12-12 | 2022-12-08 | PFG | Halter Patrick Gregory | Pres, CEO - PAM | A - Grant | $58.68 | +26.0K | 123.7K | +27% | +$1.53M |
| DM | 2022-12-12 | 2022-12-08 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | D - Sale to Iss | $89.74 | -346.9K | 114.7K | -75% | -$31.13M |
| D | 2022-12-12 | 2022-12-08 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $53.09 | +346.9K | 461.5K | +303% | +$18.41M |
| D | 2022-11-01 | 2022-10-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $44.88 | +10.6K | 83.5K | +15% | +$475.3K |
| D | 2022-11-01 | 2022-10-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | D - Sale to Iss | $85.28 | -10.6K | 72.9K | -13% | -$903.1K |
| A | 2022-10-21 | 2022-10-18 | PFG | HELTON SANDRA L | Dir | S - Sale | $80.05 | -14.0K | 36.7K | -28% | -$1.12M |
| 2022-10-21 | 2022-10-19 | PFG | HELTON SANDRA L | Dir | S - Sale | $80.02 | -1,000 | 35.7K | -3% | -$80.0K | |
| 2022-10-20 | 2022-10-18 | PFG | HELTON SANDRA L | Dir | S - Sale | $80.05 | -14.0K | 18.2K | -43% | -$1.12M | |
| DM | 2022-10-06 | 2022-10-04+ | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | D - Sale to Iss | $78.14 | -294.7K | 298.0K | -50% | -$23.03M |
| DM | 2022-10-06 | 2022-10-04+ | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $40.70 | +294.7K | 184.9K | New | +$11.99M |
| 2022-10-04 | 2022-09-30 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +40 | 34.4K | +0.1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +59 | 5,134 | +1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +21 | 2,416 | +0.9% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +677 | 77.0K | +0.9% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $0.00 | +99 | 97.7K | +0.1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +227 | 25.8K | +0.9% | $0 | |
| D | 2022-10-04 | 2022-09-30 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +322 | 114.7K | +0.3% | $0 |
| I | 2022-10-04 | 2022-09-30 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +121 | 56.2K | +0.2% | $0 |
| 2022-10-04 | 2022-09-30 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +87 | 72.9K | +0.1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +42 | 2,485 | +2% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +85 | 9,624 | +0.9% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +52 | 34.9K | +0.1% | $0 | |
| D | 2022-10-04 | 2022-09-30 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +198 | 22.6K | +0.9% | $0 |
| 2022-10-04 | 2022-09-30 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +215 | 9,906 | +2% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +72 | 9,620 | +0.8% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +109 | 10.8K | +1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +623 | 71.0K | +0.9% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +73 | 50.7K | +0.1% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +110 | 33.4K | +0.3% | $0 | |
| D | 2022-10-04 | 2022-09-30 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +239 | 27.2K | +0.9% | $0 |
| 2022-10-04 | 2022-09-30 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +161 | 18.3K | +0.9% | $0 | |
| 2022-10-04 | 2022-09-30 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +50 | 5,716 | +0.9% | $0 | |
| D | 2022-10-04 | 2022-09-30 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +361 | 54.3K | +0.7% | $0 |
| DM | 2022-09-21 | 2022-09-19 | PFG | Halter Patrick Gregory | Pres - PGAM | D - Sale to Iss | $77.08 | -61.6K | 135.3K | -31% | -$4.75M |
| D | 2022-09-21 | 2022-09-19 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $51.73 | +61.6K | 159.3K | +63% | +$3.19M |
| 2022-09-15 | 2022-09-13 | PFG | Cheong Wee Yee | EVP, Principal Asia | S - Sale | $78.45 | -2,447 | 34.7K | -7% | -$192.0K | |
| 2022-08-23 | 2022-08-22 | PFG | Walker Roberto | EVP, Principal Latin American | S - Sale | $76.95 | -9,000 | 34.0K | -21% | -$692.5K | |
| DM | 2022-08-22 | 2022-08-18+ | PFG | Walker Roberto | EVP, Principal Latin American | S - Sale | $78.20 | -28.0K | 43.0K | -39% | -$2.19M |
| DM | 2022-08-22 | 2022-08-18+ | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $30.70 | +28.0K | 58.0K | +93% | +$858.8K |
| 2022-08-18 | 2022-08-09 | PFG | HELTON SANDRA L | Dir | S - Sale | $72.90 | -15.0K | 32.3K | -32% | -$1.09M | |
| D | 2022-08-18 | 2022-08-17 | PFG | Walker Roberto | EVP, Principal Latin American | S - Sale | $78.58 | -6,000 | 43.0K | -12% | -$471.5K |
| D | 2022-08-18 | 2022-08-17 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $30.70 | +6,000 | 49.0K | +14% | +$184.2K |
| 2022-08-17 | 2022-08-15 | PFG | Schaaf Renee V. | Pres - RIS | S - Sale | $79.21 | -6,250 | 32.3K | -16% | -$495.1K | |
| DM | 2022-08-15 | 2022-08-11+ | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $57.99 | +220.7K | 199.1K | New | +$12.80M |
| DM | 2022-08-15 | 2022-08-11+ | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | D - Sale to Iss | $78.31 | -220.7K | 114.3K | -66% | -$17.28M |
| D | 2022-08-12 | 2022-08-10 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $30.70 | +16.2K | 88.7K | +22% | +$497.6K |
| D | 2022-08-12 | 2022-08-10 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | D - Sale to Iss | $75.09 | -16.2K | 72.5K | -18% | -$1.22M |
| 2022-07-21 | 2022-07-18 | PFG | Lamarque Natalie | EVP, GC, Secr | A - Grant | $0.00 | +76.4K | 76.4K | New | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +76 | 50.3K | +0.2% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +54 | 37.1K | +0.1% | $0 | |
| D | 2022-06-28 | 2022-06-24 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +376 | 53.9K | +0.7% | $0 |
| 2022-06-28 | 2022-06-24 | PFG | LITTLEFIELD CHRISTOPHER J | Pres - RIS | A - Grant | $0.00 | +75 | 9,533 | +0.8% | $0 | |
| D | 2022-06-28 | 2022-06-24 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +250 | 27.0K | +0.9% | $0 |
| 2022-06-28 | 2022-06-24 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +168 | 18.2K | +0.9% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +41 | 43.0K | +0.1% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +115 | 33.3K | +0.3% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +52 | 5,666 | +0.9% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +22 | 2,395 | +0.9% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +88 | 9,539 | +0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations