PFG Principal Financial Group
Nasdaq · SEC CIK 1126328 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $5.40M 9 sales by 3 insiders
- Filings on record
- 658 since 2021-09-28, latest 2026-09-08 15:43
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Cheong Wee Yee | Pres - Asia, Middle East | — | $2.79M |
| STRABLE-SOETHOUT DEANNA D | Pres, CEO | — | $2.35M |
| Djurasovic George | Interim GC | — | $259.3K |
| Brown Timothy W. | EVP, GC, Sec | — | — |
| Pitz Joel | EVP, CFO | — | — |
| Agrawal Vivek | EVP, Chief Growth Off | — | — |
| Muruzabal Claudio | Dir | — | — |
| McCullum Kenneth A. | EVP - CRO | — | — |
| Kay Kathleen B | EVP-CIO | — | — |
| Bhatia Kamal | Pres, CEO - PAM | — | — |
Transactions 704
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-28 | 2022-06-24 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +224 | 9,691 | +2% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $0.00 | +103 | 97.6K | +0.1% | $0 | |
| D | 2022-06-28 | 2022-06-24 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +207 | 22.4K | +0.9% | $0 |
| D | 2022-06-28 | 2022-06-24 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | +336 | 114.3K | +0.3% | $0 |
| 2022-06-28 | 2022-06-24 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +90 | 72.5K | +0.1% | $0 | |
| I | 2022-06-28 | 2022-06-24 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +126 | 55.8K | +0.2% | $0 |
| 2022-06-28 | 2022-06-24 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +44 | 2,443 | +2% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +61 | 5,075 | +1% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +114 | 10.7K | +1% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | Lagomarcino Mark S. | SVP, GC, Secty | A - Grant | — | +23 | 10.8K | +0.2% | — | |
| 2022-06-28 | 2022-06-24 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +236 | 25.6K | +0.9% | $0 | |
| 2022-06-28 | 2022-06-24 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +650 | 70.4K | +0.9% | $0 | |
| 2022-05-25 | 2022-05-25 | PFG | Cheong Wee Yee | EVP, Principal Asia | S - Sale | $71.00 | -10.0K | 37.1K | -21% | -$710.0K | |
| 2022-05-19 | 2022-05-17 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +2,336 | 22.1K | +12% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +2,336 | 9,451 | +33% | $0 | |
| 2022-05-19 | 2022-05-18 | PFG | Mitchell H Elizabeth | Dir | A - Grant | $0.00 | +2,373 | 2,373 | New | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +2,336 | 18.0K | +15% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +2,336 | 2,399 | +3,708% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +2,336 | 53.6K | +5% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +2,336 | 5,014 | +87% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +2,336 | 10.6K | +28% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +2,336 | 69.7K | +3% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +2,336 | 25.3K | +10% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +2,336 | 5,614 | +71% | $0 | |
| 2022-05-19 | 2022-05-17 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +2,336 | 26.7K | +10% | $0 | |
| DM | 2022-04-12 | 2022-04-08 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $57.69 | +153.2K | 165.9K | +1,204% | +$8.84M |
| DM | 2022-04-12 | 2022-04-08 | PFG | Halter Patrick Gregory | Pres - PGAM | D - Sale to Iss | $73.72 | -153.2K | 97.5K | -61% | -$11.29M |
| 2022-03-29 | 2022-03-25 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +135 | 15.7K | +0.9% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | HELTON SANDRA L | Dir | A - Grant | $0.00 | +558 | 65.3K | +0.9% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Lagomarcino Mark S. | SVP, GC, Secty | A - Grant | — | +74 | 10.8K | +0.7% | — | |
| 2022-03-29 | 2022-03-25 | PFG | LITTLEFIELD CHRISTOPHER J | EVP, GC | A - Grant | $0.00 | +69 | 9,458 | +0.7% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +28 | 3,278 | +0.9% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +268 | 47.1K | +0.6% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +20 | 63 | +47% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +198 | 23.0K | +0.9% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +61 | 7,115 | +0.9% | $0 | |
| D | 2022-03-29 | 2022-03-25 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +327 | 51.2K | +0.6% | $0 |
| 2022-03-29 | 2022-03-25 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +327 | 43.0K | +0.8% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +36 | 2,678 | +1% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $0.00 | +96 | 97.5K | +0.1% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +264 | 50.3K | +0.5% | $0 | |
| D | 2022-03-29 | 2022-03-25 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +171 | 19.8K | +0.9% | $0 |
| 2022-03-29 | 2022-03-25 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +107 | 33.2K | +0.3% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Schaaf Renee V. | Pres - RIS | A - Grant | $0.00 | +129 | 38.5K | +0.3% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +148 | 72.4K | +0.2% | $0 | |
| MI | 2022-03-29 | 2021-08-16+ | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +860 | 55.6K | +2% | $0 |
| D | 2022-03-29 | 2022-03-25 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +210 | 24.4K | +0.9% | $0 |
| 2022-03-29 | 2022-03-25 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +580 | 67.4K | +0.9% | $0 | |
| 2022-03-29 | 2022-03-25 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +85 | 8,214 | +1% | $0 | |
| D | 2022-03-29 | 2022-03-25 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | -606 | 113.9K | -0.5% | $0 |
| 2022-03-29 | 2022-03-25 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +207 | 9,467 | +2% | $0 | |
| M | 2022-03-03 | 2022-03-01 | PFG | Houston Daniel Joseph | COB, Pres, CEO, Dir | A - Grant | $0.00 | -69.4K | 76.9K | -47% | $0 |
| M | 2022-03-02 | 2022-02-28 | PFG | Schaaf Renee V. | Pres - RIS | A - Grant | $0.00 | +14.0K | 32.4K | +76% | $0 |
| 2022-03-02 | 2022-02-28 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +3,058 | 33.1K | +10% | $0 | |
| M | 2022-03-02 | 2022-02-28 | PFG | Walker Roberto | EVP, Principal Latin American | A - Grant | $0.00 | +6,542 | 42.6K | +18% | $0 |
| M | 2022-03-02 | 2022-02-28 | PFG | Halter Patrick Gregory | Pres - PGAM | A - Grant | $0.00 | +18.6K | 90.8K | +26% | $0 |
| I | 2022-03-02 | 2022-02-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +7,394 | 72.2K | +11% | $0 |
| M | 2022-03-02 | 2022-02-28 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +13.9K | 54.9K | +34% | $0 |
| 2022-03-02 | 2022-02-28 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +4,195 | 46.4K | +10% | $0 | |
| M | 2022-03-02 | 2022-02-28 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +13.9K | 44.1K | +46% | $0 |
| 2022-03-02 | 2022-02-28 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +4,773 | 9,260 | +106% | $0 | |
| 2022-03-02 | 2022-02-28 | PFG | LITTLEFIELD CHRISTOPHER J | EVP, GC | A - Grant | $0.00 | +7,963 | 7,963 | New | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Pickerell Blair | Dir | A - Grant | $0.00 | +205 | 22.8K | +0.9% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | HELTON SANDRA L | Dir | A - Grant | $0.00 | +579 | 64.8K | +0.9% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +38 | 2,642 | +1% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Schaaf Renee V. | Pres - RIS | A - Grant | $0.00 | +10 | 24.3K | +0.0% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +88 | 8,129 | +1% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Walker Roberto | EVP, Principal Latin America | A - Grant | $0.00 | +284 | 36.0K | +0.8% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | BEAMS MALIZ E | Dir | A - Grant | $0.00 | +29 | 3,250 | +0.9% | $0 | |
| D | 2021-12-23 | 2021-12-21 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +218 | 24.2K | +0.9% | $0 |
| 2021-12-23 | 2021-12-21 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +601 | 66.8K | +0.9% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +245 | 42.2K | +0.6% | $0 | |
| D | 2021-12-23 | 2021-12-21 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +177 | 19.6K | +0.9% | $0 |
| 2021-12-23 | 2021-12-21 | PFG | Auerbach Jonathan | Dir | A - Grant | $0.00 | +88 | 8,129 | +1% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +146 | 36.0K | +0.4% | $0 | |
| I | 2021-12-23 | 2021-12-21 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | +123 | 50.5K | +0.2% | $0 |
| 2021-12-23 | 2021-12-21 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +21 | 43 | +95% | $0 | |
| D | 2021-12-23 | 2021-12-21 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +340 | 50.9K | +0.7% | $0 |
| 2021-12-23 | 2021-12-21 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +144 | 30.1K | +0.5% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Nordin Diane C | Dir | A - Grant | $0.00 | +140 | 15.6K | +0.9% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +64 | 7,054 | +0.9% | $0 | |
| 2021-12-23 | 2021-12-21 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +171 | 4,487 | +4% | $0 | |
| 2021-11-19 | 2021-11-17 | PFG | Walker Roberto | EVP, Principal Latin America | D - Sale to Iss | $71.65 | -15.6K | 35.6K | -31% | -$1.12M | |
| D | 2021-11-18 | 2021-11-16 | PFG | Walker Roberto | EVP, Principal Latin America | A - Grant | $27.46 | +22.6K | 58.3K | +64% | +$621.7K |
| D | 2021-11-18 | 2021-11-16 | PFG | Walker Roberto | EVP, Principal Latin America | D - Sale to Iss | $72.45 | -7,000 | 51.3K | -12% | -$507.1K |
| 2021-09-28 | 2021-09-24 | PFG | CARTER MILLER JOYCELYN | Dir | A - Grant | $0.00 | +639 | 66.2K | +1.0% | $0 | |
| D | 2021-09-28 | 2021-09-24 | PFG | HOCHSCHILD ROGER C | Dir | A - Grant | $0.00 | +232 | 24.0K | +1.0% | $0 |
| 2021-09-28 | 2021-09-24 | PFG | Cheong Wee Yee | EVP, Principal Asia | A - Grant | $0.00 | +100 | 42.0K | +0.2% | $0 | |
| I | 2021-09-28 | 2021-09-24 | PFG | STRABLE-SOETHOUT DEANNA D | EVP, CFO | A - Grant | $0.00 | -131 | 52.3K | -0.2% | $0 |
| 2021-09-28 | 2021-09-24 | PFG | Schaaf Renee V. | Pres - RIS | A - Grant | $0.00 | +11 | 24.3K | +0.0% | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | Friedrich Amy Christine | Pres - USIS | A - Grant | $0.00 | +150 | 35.8K | +0.4% | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | Muruzabal Claudio | Dir | A - Grant | $0.00 | +22 | 22 | New | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | HELTON SANDRA L | Dir | A - Grant | $0.00 | +616 | 64.2K | +1.0% | $0 | |
| D | 2021-09-28 | 2021-09-24 | PFG | Mills Scott | Dir | A - Grant | $0.00 | +188 | 19.5K | +1.0% | $0 |
| 2021-09-28 | 2021-09-24 | PFG | McCullum Kenneth A. | SVP, CRO | A - Grant | $0.00 | +153 | 29.9K | +0.5% | $0 | |
| D | 2021-09-28 | 2021-09-24 | PFG | DAN MICHAEL T | Dir | A - Grant | $0.00 | +361 | 50.6K | +0.7% | $0 |
| 2021-09-28 | 2021-09-24 | PFG | Kay Kathleen B | CIO | A - Grant | $0.00 | +182 | 4,316 | +4% | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | Richer Clare Stack | Dir | A - Grant | $0.00 | +68 | 6,990 | +1.0% | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | Walker Roberto | EVP, Principal Latin America | A - Grant | $0.00 | +38 | 35.7K | +0.1% | $0 | |
| 2021-09-28 | 2021-09-24 | PFG | RIVERA ALFREDO | Dir | A - Grant | $0.00 | +40 | 2,604 | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations