Form 4 for CMI Cummins
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-16 · accession 0001225208-24-002289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-16 | 2024-02-16 | CMI | Smith Mark Andrew | VP - CFO | M - OptEx | $121.93 | +7,220 | 18.5K | +64% | +$880.3K |
| D | 2024-02-16 | 2024-02-16 | CMI | Smith Mark Andrew | VP - CFO | S - Sale+OE | $268.47 | -4,468 | 16.9K | -21% | -$1.20M |
| DM | 2024-02-16 | 2024-02-16 | CMI | Smith Mark Andrew | VP - CFO | M - OptEx | $0.00 | -7,220 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2024-02-16 | M | A | 1,790 | $136.82 | 20,273 | D | — | — | |
| 2 | Common | Common | 2024-02-16 | S | D | 4,468 | $268.47 | 16,875 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.35 - $268.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. |
| 3 | Common | Common | 2024-02-16 | M | A | 1,070 | $149.34 | 21,343 | D | — | — | |
| 4 | Common | Common | 2024-02-16 | M | A | 4,360 | $109.09 | 18,483 | D | — | — | |
| 5 | Derivative | Stock Option (Right-to-Buy) | 2024-02-16 | M | D | 4,360 | $0.00 | 0 | D | $109.09 · 2019-04-04 to 2026-04-04 | 4,360 Common | |
| 6 | Derivative | Stock Option (Right-to-Buy) | 2024-02-16 | M | D | 1,070 | $0.00 | 0 | D | $149.34 · 2017-04-02 to 2024-04-02 | 1,070 Common | |
| 7 | Derivative | Stock Option (Right-to-Buy) | 2024-02-16 | M | D | 1,790 | $0.00 | 0 | D | $136.82 · 2018-04-02 to 2025-04-02 | 1,790 Common |