AX Axos Financial, Inc.
NYSE · SEC CIK 1299709 · EDGAR
- Bought, last 12 months
- $0 0 purchases by 0 insiders
- Sold, last 12 months
- $7.36M 13 sales by 9 insiders
- Filings on record
- 459 since 2021-07-01, latest 2026-09-16 19:36
BoughtSold
Most active insiders, 12 months
| Insider | Title | Bought | Sold |
|---|---|---|---|
| Garrabrants Gregory | Pres, CEO, Dir | — | $4.29M |
| COURT JAMES JOHN | Dir | — | $1.13M |
| Constantine Thomas M | EVP, Chief Credit Off | — | $502.6K |
| Walsh Derrick | EVP, CFO | — | $490.5K |
| Nick Mosich | Dir | — | $346.9K |
| Bohlig Tamara N | Dir | — | $185.0K |
| Ratinoff Edward James | Dir | — | $181.4K |
| Watson Michael James | EVP, Head of Axos Securities | — | $138.5K |
| Santi Roque A | Dir | — | $96.5K |
| THIELE CANDACE L | EVP, Chief Administrative Offi | — | — |
Transactions 691
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-02 | 2022-08-31 | AX | Swanson Brian D | EVP, Head of Consumer Bank | M - OptEx | $41.78 | +3,176 | 41.2K | +8% | +$132.7K |
| D | 2022-09-02 | 2022-08-31 | AX | Swanson Brian D | EVP, Head of Consumer Bank | D - Sale to Iss | $41.78 | -1,098 | 40.1K | -3% | -$45.9K |
| D | 2022-09-02 | 2022-08-31 | AX | Micheletti Andrew J | EVP, Fin | M - OptEx | $41.78 | +11.0K | 528.7K | +2% | +$459.6K |
| D | 2022-09-02 | 2022-08-31 | AX | Bar-Adon Eshel | EVP, CLO | D - Sale to Iss | $41.78 | -1,274 | 111.7K | -1% | -$53.2K |
| D | 2022-09-02 | 2022-08-31 | AX | Bar-Adon Eshel | EVP, CLO | M - OptEx | $41.78 | +2,421 | 112.9K | +2% | +$101.1K |
| D | 2022-09-02 | 2022-08-31 | AX | Tolla John Charles | EVP, CRO | D - Sale to Iss | $41.78 | -465 | 20.0K | -2% | -$19.4K |
| D | 2022-09-02 | 2022-08-31 | AX | Tolla John Charles | EVP, CRO | M - OptEx | $41.78 | +1,345 | 20.5K | +7% | +$56.2K |
| D | 2022-09-02 | 2022-08-31 | AX | Grinberg Paul | Dir | S - Sale+OE | $42.47 | -4,977 | 68.2K | -7% | -$211.4K |
| D | 2022-09-02 | 2022-08-31 | AX | Grinberg Paul | Dir | M - OptEx | $41.78 | +13.4K | 73.2K | +23% | +$561.9K |
| D | 2022-09-02 | 2022-09-01 | AX | Nick Mosich | Dir | S - Sale+OE | $40.58 | -4,500 | 77.7K | -5% | -$182.6K |
| D | 2022-09-02 | 2022-08-31 | AX | Nick Mosich | Dir | M - OptEx | $41.78 | +5,950 | 82.2K | +8% | +$248.6K |
| D | 2022-08-31 | 2022-08-28 | AX | Walsh Derrick | EVP, CFO | D - Sale to Iss | $43.49 | -1,052 | 22.7K | -4% | -$45.8K |
| D | 2022-08-31 | 2022-08-28 | AX | Walsh Derrick | EVP, CFO | M - OptEx | $43.49 | +1,999 | 23.7K | +9% | +$86.9K |
| D | 2022-08-31 | 2022-08-28 | AX | PITTERS RON | SVP, Head of Axos Securities | D - Sale to Iss | $43.49 | -414 | 12.6K | -3% | -$18.0K |
| D | 2022-08-31 | 2022-08-28 | AX | PITTERS RON | SVP, Head of Axos Securities | M - OptEx | $43.49 | +1,200 | 13.0K | +10% | +$52.2K |
| D | 2022-08-31 | 2022-08-28 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | M - OptEx | $43.49 | +1,333 | 8,214 | +19% | +$58.0K |
| D | 2022-08-31 | 2022-08-28 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | D - Sale to Iss | $43.49 | -660 | 7,554 | -8% | -$28.7K |
| D | 2022-08-29 | 2022-08-25 | AX | Tolla John Charles | EVP, CRO | M - OptEx | $44.65 | +815 | 19.4K | +4% | +$36.4K |
| D | 2022-08-29 | 2022-08-25 | AX | Tolla John Charles | EVP, CRO | D - Sale to Iss | $44.65 | -281 | 19.1K | -1% | -$12.5K |
| D | 2022-08-29 | 2022-08-25 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | M - OptEx | $44.65 | +792 | 7,273 | +12% | +$35.4K |
| D | 2022-08-29 | 2022-08-25 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | D - Sale to Iss | $44.65 | -392 | 6,881 | -5% | -$17.5K |
| D | 2022-08-29 | 2022-08-25 | AX | Micheletti Andrew J | EVP, Fin | M - OptEx | $44.65 | +11.0K | 517.7K | +2% | +$491.1K |
| D | 2022-08-29 | 2022-08-25 | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale+OE | $44.12 | -1,554 | 10.1K | -13% | -$68.6K |
| D | 2022-08-29 | 2022-08-25 | AX | Constantine Thomas M | EVP, Chief Credit Off | M - OptEx | $44.65 | +1,358 | 11.5K | +13% | +$60.6K |
| D | 2022-08-29 | 2022-08-25 | AX | Constantine Thomas M | EVP, Chief Credit Off | D - Sale to Iss | $44.65 | -715 | 10.8K | -6% | -$31.9K |
| D | 2022-08-29 | 2022-08-25 | AX | Bar-Adon Eshel | EVP, CLO | M - OptEx | $44.65 | +1,222 | 111.2K | +1% | +$54.6K |
| D | 2022-08-29 | 2022-08-25 | AX | Bar-Adon Eshel | EVP, CLO | D - Sale to Iss | $44.65 | -643 | 110.5K | -0.6% | -$28.7K |
| D | 2022-08-29 | 2022-08-25 | AX | Swanson Brian D | EVP, Head of Consumer Bank | M - OptEx | $44.65 | +1,168 | 38.4K | +3% | +$52.2K |
| D | 2022-08-29 | 2022-08-25 | AX | Swanson Brian D | EVP, Head of Consumer Bank | D - Sale to Iss | $44.65 | -403 | 38.0K | -1% | -$18.0K |
| D | 2022-08-29 | 2022-08-25 | AX | PITTERS RON | SVP, Head of Axos Securities | M - OptEx | $44.65 | +577 | 12.0K | +5% | +$25.8K |
| D | 2022-08-29 | 2022-08-25 | AX | PITTERS RON | SVP, Head of Axos Securities | D - Sale to Iss | $44.65 | -199 | 11.8K | -2% | -$8,885 |
| D | 2022-08-29 | 2022-08-25 | AX | MATSUMOTO RAYMOND D | EVP, COO | M - OptEx | $44.65 | +1,494 | 18.9K | +9% | +$66.7K |
| D | 2022-08-29 | 2022-08-25 | AX | MATSUMOTO RAYMOND D | EVP, COO | D - Sale to Iss | $44.65 | -516 | 18.4K | -3% | -$23.0K |
| M | 2022-08-18 | 2022-08-16+ | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $46.98 | -20.0K | 506.7K | -4% | -$939.6K |
| M | 2022-08-11 | 2022-08-09+ | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale | $43.50 | -6,899 | 14.2K | -33% | -$300.1K |
| D | 2022-08-03 | 2022-08-01 | AX | Dada Uzair | Dir | M - OptEx | $42.10 | +2,667 | 19.1K | +16% | +$112.3K |
| D | 2022-08-03 | 2022-08-02 | AX | Dada Uzair | Dir | S - Sale+OE | $41.88 | -1,334 | 17.7K | -7% | -$55.9K |
| D | 2022-08-03 | 2022-08-01 | AX | Argalas James S | Dir | M - OptEx | $42.10 | +2,667 | 65.9K | +4% | +$112.3K |
| D | 2022-08-03 | 2022-08-01 | AX | COURT JAMES JOHN | Dir | M - OptEx | $42.10 | +2,934 | 47.3K | +7% | +$123.5K |
| D | 2022-08-03 | 2022-08-02 | AX | COURT JAMES JOHN | Dir | S - Sale+OE | $41.88 | -1,760 | 45.5K | -4% | -$73.7K |
| D | 2022-08-03 | 2022-08-01 | AX | Nick Mosich | Dir | M - OptEx | $42.10 | +3,400 | 76.2K | +5% | +$143.1K |
| D | 2022-08-03 | 2022-08-01 | AX | Ratinoff Edward James | Dir | M - OptEx | $42.10 | +2,667 | 42.9K | +7% | +$112.3K |
| D | 2022-08-03 | 2022-08-01 | AX | Grinberg Paul | Dir | S - Sale+OE | $41.04 | -2,985 | 59.7K | -5% | -$122.5K |
| D | 2022-08-03 | 2022-08-01 | AX | Grinberg Paul | Dir | M - OptEx | $42.10 | +8,067 | 62.7K | +15% | +$339.6K |
| D | 2022-07-05 | 2022-06-30 | AX | Garrabrants Gregory | Pres, CEO, Dir | F - Tax | $35.85 | -126.1K | 1.57M | -7% | -$4.52M |
| D | 2022-07-05 | 2022-06-30 | AX | Garrabrants Gregory | Pres, CEO, Dir | M - OptEx | $35.85 | +239.6K | 1.69M | +16% | +$8.59M |
| D | 2022-03-29 | 2022-03-25 | AX | Tolla John Charles | EVP, CRO | D - Sale to Iss | $46.78 | -549 | 18.6K | -3% | -$25.7K |
| D | 2022-03-29 | 2022-03-25 | AX | Tolla John Charles | EVP, CRO | M - OptEx | $46.78 | +1,591 | 19.1K | +9% | +$74.4K |
| D | 2022-03-29 | 2022-03-25 | AX | Bar-Adon Eshel | EVP, CLO | M - OptEx | $46.78 | +2,864 | 111.4K | +3% | +$134.0K |
| D | 2022-03-29 | 2022-03-25 | AX | Bar-Adon Eshel | EVP, CLO | D - Sale to Iss | $46.78 | -1,507 | 109.9K | -1% | -$70.5K |
| D | 2022-03-29 | 2022-03-25 | AX | MATSUMOTO RAYMOND D | EVP, COO | D - Sale to Iss | $46.78 | -770 | 17.4K | -4% | -$36.0K |
| D | 2022-03-29 | 2022-03-25 | AX | MATSUMOTO RAYMOND D | EVP, COO | M - OptEx | $46.78 | +2,227 | 18.2K | +14% | +$104.2K |
| D | 2022-03-29 | 2022-03-25 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | D - Sale to Iss | $46.78 | -337 | 6,481 | -5% | -$15.8K |
| D | 2022-03-29 | 2022-03-25 | AX | PARK DAVID X | EVP, Comm Banking, Treasury | M - OptEx | $46.78 | +681 | 6,818 | +11% | +$31.9K |
| D | 2022-03-29 | 2022-03-25 | AX | Swanson Brian D | EVP, Head of Consumer Bank | D - Sale to Iss | $46.78 | -1,207 | 37.2K | -3% | -$56.5K |
| D | 2022-03-29 | 2022-03-25 | AX | Swanson Brian D | EVP, Head of Consumer Bank | M - OptEx | $46.78 | +3,491 | 38.5K | +10% | +$163.3K |
| D | 2022-03-29 | 2022-03-25 | AX | Constantine Thomas M | EVP, Chief Credit Off | M - OptEx | $46.78 | +2,705 | 17.7K | +18% | +$126.5K |
| D | 2022-03-29 | 2022-03-25 | AX | Constantine Thomas M | EVP, Chief Credit Off | D - Sale to Iss | $46.78 | -1,424 | 16.3K | -8% | -$66.6K |
| D | 2022-03-22 | 2022-03-19 | AX | MATSUMOTO RAYMOND D | EVP, COO | M - OptEx | $49.62 | +1,151 | 16.3K | +8% | +$57.1K |
| D | 2022-03-22 | 2022-03-19 | AX | MATSUMOTO RAYMOND D | EVP, COO | D - Sale to Iss | $49.62 | -398 | 15.9K | -2% | -$19.7K |
| D | 2022-03-22 | 2022-03-19 | AX | Bar-Adon Eshel | EVP, CLO | M - OptEx | $49.62 | +1,087 | 109.2K | +1% | +$53.9K |
| D | 2022-03-22 | 2022-03-19 | AX | Bar-Adon Eshel | EVP, CLO | D - Sale to Iss | $49.62 | -572 | 108.6K | -0.5% | -$28.4K |
| DM | 2022-03-22 | 2022-03-12+ | AX | PARK DAVID X | EVP, Comm Banking, Treasury | D - Sale to Iss | $48.79 | -1,636 | 6,137 | -21% | -$79.8K |
| DM | 2022-03-22 | 2022-03-12+ | AX | PARK DAVID X | EVP, Comm Banking, Treasury | M - OptEx | $48.81 | +3,105 | 6,506 | +91% | +$151.6K |
| D | 2022-03-22 | 2022-03-19 | AX | Tolla John Charles | EVP, CRO | D - Sale to Iss | $49.62 | -279 | 17.5K | -2% | -$13.8K |
| D | 2022-03-22 | 2022-03-19 | AX | Tolla John Charles | EVP, CRO | M - OptEx | $49.62 | +831 | 17.8K | +5% | +$41.2K |
| D | 2022-03-22 | 2022-03-19 | AX | Constantine Thomas M | EVP, Chief Credit Off | M - OptEx | $49.62 | +1,151 | 15.6K | +8% | +$57.1K |
| D | 2022-03-22 | 2022-03-19 | AX | Constantine Thomas M | EVP, Chief Credit Off | D - Sale to Iss | $49.62 | -605 | 15.0K | -4% | -$30.0K |
| D | 2022-03-22 | 2022-03-19 | AX | PITTERS RON | SVP, Head of Axos Securities | D - Sale to Iss | $49.62 | -172 | 11.4K | -1% | -$8,535 |
| D | 2022-03-22 | 2022-03-19 | AX | PITTERS RON | SVP, Head of Axos Securities | M - OptEx | $49.62 | +511 | 11.6K | +5% | +$25.4K |
| D | 2022-03-22 | 2022-03-19 | AX | Swanson Brian D | EVP, Head of Consumer Bank | M - OptEx | $49.62 | +1,778 | 35.6K | +5% | +$88.2K |
| D | 2022-03-22 | 2022-03-19 | AX | Swanson Brian D | EVP, Head of Consumer Bank | D - Sale to Iss | $49.62 | -614 | 35.0K | -2% | -$30.5K |
| 2022-03-16 | 2022-03-15 | AX | Argalas James S | Dir | G - Gift | $47.63 | -2,750 | 63.2K | -4% | -$131.0K | |
| D | 2022-03-15 | 2022-03-12 | AX | Swanson Brian D | EVP, Head of Consumer Bank | D - Sale to Iss | $48.55 | -1,184 | 33.8K | -3% | -$57.5K |
| D | 2022-03-15 | 2022-03-12 | AX | Swanson Brian D | EVP, Head of Consumer Bank | M - OptEx | $48.55 | +3,118 | 35.0K | +10% | +$151.4K |
| D | 2022-03-15 | 2022-03-12 | AX | Constantine Thomas M | EVP, Chief Credit Off | D - Sale to Iss | $48.55 | -1,655 | 14.4K | -10% | -$80.4K |
| D | 2022-03-15 | 2022-03-12 | AX | Constantine Thomas M | EVP, Chief Credit Off | M - OptEx | $48.55 | +2,938 | 16.1K | +22% | +$142.6K |
| D | 2022-03-15 | 2022-03-12 | AX | Tolla John Charles | EVP, CRO | M - OptEx | $48.55 | +1,959 | 17.8K | +12% | +$95.1K |
| D | 2022-03-15 | 2022-03-12 | AX | Tolla John Charles | EVP, CRO | D - Sale to Iss | $48.55 | -800 | 17.0K | -4% | -$38.8K |
| D | 2022-03-15 | 2022-03-12 | AX | MATSUMOTO RAYMOND D | EVP, COO | M - OptEx | $48.55 | +3,428 | 16.5K | +26% | +$166.4K |
| D | 2022-03-15 | 2022-03-12 | AX | MATSUMOTO RAYMOND D | EVP, COO | D - Sale to Iss | $48.55 | -1,277 | 15.2K | -8% | -$62.0K |
| D | 2022-03-15 | 2022-03-12 | AX | Bar-Adon Eshel | EVP, CLO | D - Sale to Iss | $48.55 | -1,907 | 108.1K | -2% | -$92.6K |
| D | 2022-03-15 | 2022-03-12 | AX | Bar-Adon Eshel | EVP, CLO | M - OptEx | $48.55 | +3,428 | 110.0K | +3% | +$166.4K |
| D | 2022-03-15 | 2022-03-12 | AX | PITTERS RON | SVP, Head of Axos Securities | D - Sale to Iss | $48.55 | -642 | 11.1K | -5% | -$31.2K |
| D | 2022-03-15 | 2022-03-12 | AX | PITTERS RON | SVP, Head of Axos Securities | M - OptEx | $48.55 | +1,567 | 11.7K | +15% | +$76.1K |
| D | 2022-03-14 | 2022-03-10 | AX | Walsh Derrick | EVP, CFO | M - OptEx | $48.92 | +997 | 22.3K | +5% | +$48.8K |
| D | 2022-03-14 | 2022-03-10 | AX | Walsh Derrick | EVP, CFO | D - Sale to Iss | $48.92 | -524 | 21.7K | -2% | -$25.6K |
| D | 2022-03-10 | 2022-03-08 | AX | PITTERS RON | SVP, Head of Axos Securities | D - Sale to Iss | $46.74 | -345 | 10.1K | -3% | -$16.1K |
| D | 2022-03-10 | 2022-03-08 | AX | PITTERS RON | SVP, Head of Axos Securities | M - OptEx | $46.74 | +844 | 10.5K | +9% | +$39.4K |
| 2022-03-10 | 2022-03-09 | AX | Swanson Brian D | EVP, Head of Consumer Bank | S - Sale | $48.90 | -3,699 | 31.9K | -10% | -$180.9K | |
| D | 2022-03-10 | 2022-03-08 | AX | Walsh Derrick | EVP, CFO | M - OptEx | $46.74 | +3,970 | 23.5K | +20% | +$185.6K |
| D | 2022-03-10 | 2022-03-08 | AX | Walsh Derrick | EVP, CFO | D - Sale to Iss | $46.74 | -2,203 | 21.3K | -9% | -$103.0K |
| 2022-03-04 | 2022-03-02 | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale | $54.18 | -1,421 | 13.2K | -10% | -$77.0K | |
| M | 2021-12-06 | 2021-12-03 | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $56.87 | -5,720 | 526.7K | -1% | -$325.3K |
| 2021-11-17 | 2021-11-16 | AX | Constantine Thomas M | EVP, Chief Credit Off | S - Sale | $59.88 | -2,000 | 14.6K | -12% | -$119.8K | |
| M | 2021-11-12 | 2021-11-11+ | AX | Grinberg Paul | Dir | S - Sale | $59.41 | -39.9K | 74.6K | -35% | -$2.37M |
| 2021-11-10 | 2021-11-09 | AX | Micheletti Andrew J | EVP, Fin | S - Sale | $60.35 | -25.3K | 532.4K | -5% | -$1.53M | |
| D | 2021-09-09 | 2021-09-05 | AX | BLACK J BRANDON | Dir | M - OptEx | $0.00 | +2,667 | 15.6K | +21% | $0 |
| D | 2021-09-09 | 2021-09-05 | AX | BLACK J BRANDON | Dir | D - Sale to Iss | $47.16 | -1,341 | 14.2K | -9% | -$63.2K |
| D | 2021-09-09 | 2021-09-06 | AX | Constantine Thomas M | EVP, Chief Credit Off | M - OptEx | $0.00 | +2,222 | 17.7K | +14% | $0 |
Purchase Sale Sale after option exercise All abbreviations