InsiderTrades

CAT Caterpillar Inc.

NYSE · SEC CIK 18230 · EDGAR

Bought, last 12 months
$389.9K
2 purchases by 1 insiders
Sold, last 12 months
$253.10M
30 sales by 9 insiders
Filings on record
449
since 2021-07-01, latest 2026-09-01 12:32
Buying vs selling by month open-market trades, last 24 months
BoughtSold

Most active insiders, 12 months

InsiderTitleBoughtSold
De Lange BobGroup Pres —$78.74M
Fassino Anthony D.Group Pres —$45.82M
Johnson Denise CGroup Pres —$43.74M
Creed Joseph ECEO —$28.01M
BONFIELD ANDREW R JCFO Emeritus —$25.86M
Kaiser JasonGroup Pres —$12.33M
Umpleby III Donald JExecutive COB —$8.67M
Shurman Rodney MichaelGroup Pres —$8.17M
Schaupp William ECAO —$1.76M
MacLennan DavidDir $389.9K—

Transactions 425

Type
Reset
X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2024-01-16 2024-01-12 CAT Johnson Denise C Group Pres A - Grant $0.00 +6,887 24.9K +38% $0
DM 2023-12-19 2023-12-18 CAT Umpleby III Donald J COB, CEO, Dir M - OptEx $141.96 +422.3K 447.9K +1,650% +$59.94M
DM 2023-12-19 2023-12-18 CAT Umpleby III Donald J COB, CEO, Dir F - Tax $286.72 -300.4K 372.2K -45% -$86.14M
2023-09-05 2023-09-01 CAT Schaupp William E CAO F - Tax $285.36 -245 1,455 -14% -$69.9K
DM 2023-08-31 2023-08-29+ CAT Fassino Anthony D. Group Pres S - Sale+OE $280.73 -5,663 16.2K -26% -$1.59M
DM 2023-08-31 2023-08-29+ CAT Fassino Anthony D. Group Pres F - Tax $280.91 -2,618 18.2K -13% -$735.4K
DM 2023-08-31 2023-08-29+ CAT Fassino Anthony D. Group Pres M - OptEx $88.87 -1 18.9K -0.0% -$88.87
DM 2023-08-10 2023-08-09 CAT Johnson Cheryl H CHRO S - Sale+OE $286.33 -18.3K 17.8K -51% -$5.24M
D 2023-08-10 2023-08-09 CAT Johnson Cheryl H CHRO M - OptEx $151.12 +18.3K 34.7K +112% +$2.76M
2023-08-08 2023-08-07 CAT MacLennan David Dir A - Grant $277.21 +450 4,868 +10% +$124.7K
MI 2023-08-07 2023-08-04 CAT Umpleby III Donald J CEO, Dir G - Gift $0.00 0 0 New $0
DM 2023-08-04 2023-08-03 CAT Johnson Denise C Group Pres S - Sale+OE — -41.7K 18.0K -70% —
DM 2023-08-04 2023-08-03 CAT Johnson Denise C Group Pres M - OptEx $132.24 +41.7K 36.0K New +$5.52M
D 2023-08-04 2023-08-03 CAT Creed Joseph E Group Pres F - Tax $284.78 -3,449 4,249 -45% -$982.2K
DM 2023-08-04 2023-08-03 CAT Creed Joseph E Group Pres S - Sale+OE $285.25 -7,286 0 -100% -$2.08M
D 2023-08-04 2023-08-03 CAT Creed Joseph E Group Pres M - OptEx $127.60 +7,698 7,698 New +$982.3K
DM 2023-08-03 2023-08-02 CAT BONFIELD ANDREW R J CFO M - OptEx $212.49 +45.0K 88.7K +103% +$9.56M
DM 2023-08-03 2023-08-02 CAT BONFIELD ANDREW R J CFO F - Tax $289.99 -37.7K 77.3K -33% -$10.93M
D 2023-08-02 2023-08-01 CAT De Lange Bob Group Pres S - Sale+OE $275.00 -20.0K 53.7K -27% -$5.50M
D 2023-08-02 2023-08-01 CAT De Lange Bob Group Pres M - OptEx $95.66 +20.0K 73.7K +37% +$1.91M
D 2023-07-19 2023-07-18 CAT Johnson Cheryl H CHRO M - OptEx $127.60 +6,415 22.8K +39% +$818.6K
D 2023-07-19 2023-07-18 CAT Johnson Cheryl H CHRO S - Sale+OE $260.00 -6,415 16.4K -28% -$1.67M
2023-06-15 2023-06-14 CAT SCHWAB SUSAN C Dir A - Grant $243.32 +698 23.1K +3% +$169.8K
2023-06-15 2023-06-14 CAT MacLennan David Dir A - Grant $243.32 +698 4,418 +19% +$169.8K
2023-06-15 2023-06-14 CAT Marks Judith Fran Dir A - Grant $243.32 +698 698 New +$169.8K
2023-06-15 2023-06-14 CAT WILKINS RAYFORD JR Dir A - Grant $243.32 +698 6,883 +11% +$169.8K
2023-06-15 2023-06-14 CAT REED DEBRA L Dir A - Grant $243.32 +698 11.5K +6% +$169.8K
2023-06-15 2023-06-14 CAT CALHOUN DAVID L Dir A - Grant $243.32 +698 49.8K +1% +$169.8K
2023-06-15 2023-06-14 CAT Fish James C Jr Dir A - Grant $243.32 +698 4,898 +17% +$169.8K
2023-06-15 2023-06-14 CAT Johnson Gerald Dir A - Grant $243.32 +698 2,101 +50% +$169.8K
2023-06-15 2023-06-14 CAT Ayotte Kelly Dir A - Grant $243.32 +698 6,113 +13% +$169.8K
2023-06-15 2023-06-14 CAT DICKINSON DANIEL M Dir A - Grant $243.32 +698 5,745 +14% +$169.8K
D 2023-06-09 2023-06-07 CAT Long Suzette M CLO, GC F - Tax $231.32 -15.4K 13.9K -53% -$3.57M
D 2023-06-09 2023-06-07 CAT Long Suzette M CLO, GC M - OptEx $127.60 +20.5K 29.3K +234% +$2.62M
D 2023-03-06 2023-03-02 CAT BONFIELD ANDREW R J CFO F - Tax $249.31 -16.3K 70.0K -19% -$4.05M
D 2023-03-06 2023-03-02 CAT BONFIELD ANDREW R J CFO M - OptEx $127.60 +23.1K 86.3K +37% +$2.95M
2023-02-21 2023-02-17 CAT MacLennan David Dir P - Purchase $249.29 +400 3,709 +12% +$99.7K
M 2023-02-10 2023-02-09 CAT Long Suzette M CLO, GC S - Sale $251.04 -8,000 10.1K -44% -$2.01M
2023-02-08 2023-02-07 CAT Umpleby III Donald J CEO, Dir A - Grant $0.00 +49.3K 263.3K +23% $0
2023-02-08 2023-02-07 CAT Umpleby III Donald J CEO, Dir F - Tax $248.68 -21.0K 242.3K -8% -$5.22M
2023-02-08 2023-02-07 CAT Fassino Anthony D. Group Pres F - Tax $248.68 -1,551 15.0K -9% -$385.7K
2023-02-08 2023-02-07 CAT Fassino Anthony D. Group Pres A - Grant $0.00 +4,801 16.5K +41% $0
2023-02-08 2023-02-07 CAT De Lange Bob Group Pres F - Tax $248.68 -6,843 53.2K -11% -$1.70M
2023-02-08 2023-02-07 CAT De Lange Bob Group Pres A - Grant $0.00 +15.4K 60.0K +35% $0
2023-02-08 2023-02-07 CAT Creed Joseph E Group Pres F - Tax $248.68 -1,972 3,037 -39% -$490.4K
2023-02-08 2023-02-07 CAT Creed Joseph E Group Pres A - Grant $0.00 -5,009 5,009 -50% $0
2023-02-08 2023-02-07 CAT Johnson Cheryl H CHRO A - Grant $0.00 +4,174 18.0K +30% $0
2023-02-08 2023-02-07 CAT Johnson Cheryl H CHRO F - Tax $248.68 -1,829 16.2K -10% -$454.8K
2023-02-08 2023-02-07 CAT BONFIELD ANDREW R J CFO A - Grant $0.00 +15.0K 68.5K +28% $0
2023-02-08 2023-02-07 CAT BONFIELD ANDREW R J CFO F - Tax $248.68 -5,328 63.2K -8% -$1.32M
2023-02-08 2023-02-07 CAT Johnson Denise C Group Pres F - Tax $248.68 -6,083 18.0K -25% -$1.51M
2023-02-08 2023-02-07 CAT Johnson Denise C Group Pres A - Grant $0.00 +15.4K 24.1K +180% $0
2023-02-08 2023-02-07 CAT Long Suzette M CLO A - Grant $0.00 +13.4K 22.0K +154% $0
2023-02-08 2023-02-07 CAT Long Suzette M CLO F - Tax $248.68 -5,248 16.8K -24% -$1.31M
2023-02-07 2023-02-06 CAT DICKINSON DANIEL M Dir S - Sale $251.22 -6,070 5,038 -55% -$1.52M
DM 2023-02-06 2023-02-03 CAT Johnson Cheryl H CHRO M - OptEx $134.02 +23.9K 28.1K +564% +$3.20M
DM 2023-02-06 2022-11-09+ CAT Johnson Cheryl H CHRO G - Gift $0.00 -7,300 14.4K -34% $0
DM 2023-02-06 2023-02-03 CAT Johnson Cheryl H CHRO S - Sale+OE $250.44 -23.9K 13.9K -63% -$5.98M
D 2023-01-10 2023-01-09 CAT De Lange Bob Group Pres S - Sale+OE $250.00 -11.0K 44.6K -20% -$2.75M
D 2023-01-10 2023-01-09 CAT De Lange Bob Group Pres M - OptEx $74.77 +11.0K 55.6K +25% +$822.5K
D 2023-01-09 2023-01-06 CAT Creed Joseph E Group Pres M - OptEx $151.12 +18.3K 18.3K New +$2.76M
D 2023-01-09 2023-01-06 CAT Creed Joseph E Group Pres S - Sale+OE $249.00 -18.3K 0 -100% -$4.56M
D 2022-12-28 2022-12-27 CAT Creed Joseph E Group Pres S - Sale+OE $244.00 -7,698 0 -100% -$1.88M
D 2022-12-28 2022-12-27 CAT Creed Joseph E Group Pres M - OptEx $127.60 +7,698 7,698 New +$982.3K
D 2022-12-28 2022-12-27 CAT Johnson Denise C Group Pres M - OptEx $127.60 +23.7K 32.3K +276% +$3.03M
D 2022-12-28 2022-12-27 CAT Johnson Denise C Group Pres S - Sale+OE $240.14 -23.7K 8,605 -73% -$5.70M
D 2022-12-15 2022-12-14 CAT Creed Joseph E Group Pres M - OptEx $138.35 +5,003 5,003 New +$692.2K
D 2022-12-15 2022-12-14 CAT Creed Joseph E Group Pres S - Sale+OE $238.00 -5,003 0 -100% -$1.19M
M 2022-11-14 2022-11-11 CAT Long Suzette M CLO, GC S - Sale $237.28 -1,884 9,607 -16% -$447.0K
DMI 2022-11-10 2022-05-26+ CAT Umpleby III Donald J COB, CEO, Dir G - Gift $0.00 -21.3K 0 -100% $0
D 2022-11-10 2022-11-08 CAT Umpleby III Donald J COB, CEO, Dir F - Tax $229.65 -113.9K 214.1K -35% -$26.16M
D 2022-11-10 2022-11-08 CAT Umpleby III Donald J COB, CEO, Dir M - OptEx $127.60 +151.4K 328.0K +86% +$19.32M
2022-09-02 2022-09-01 CAT Schaupp William E CAO F - Tax $181.66 -289 1,680 -15% -$52.5K
2022-06-10 2022-06-08 CAT MacLennan David Dir A - Grant $229.80 +816 3,297 +33% +$187.5K
2022-06-10 2022-06-08 CAT SCHWAB SUSAN C Dir A - Grant $229.80 +816 22.3K +4% +$187.5K
2022-06-10 2022-06-08 CAT CALHOUN DAVID L Dir A - Grant $229.80 +816 49.0K +2% +$187.5K
2022-06-10 2022-06-08 CAT RUST EDWARD B JR Dir A - Grant $229.80 +816 47.4K +2% +$187.5K
2022-06-10 2022-06-08 CAT DICKINSON DANIEL M Dir A - Grant $229.80 +816 11.1K +8% +$187.5K
2022-06-10 2022-06-08 CAT WILKINS RAYFORD JR Dir A - Grant $229.80 +816 6,027 +16% +$187.5K
2022-06-10 2022-06-08 CAT Johnson Gerald Dir A - Grant $229.80 +816 1,385 +143% +$187.5K
2022-06-10 2022-06-08 CAT REED DEBRA L Dir A - Grant $229.80 +816 10.6K +8% +$187.5K
2022-06-09 2022-06-08 CAT Ayotte Kelly Dir A - Grant $229.80 +816 5,363 +18% +$187.5K
2022-05-23 2022-05-18 CAT Creed Joseph E Group Pres S - Sale $214.13 -2,757 0 -100% -$590.4K
2022-05-06 2022-05-05 CAT MacLennan David Dir P - Purchase $219.82 +600 2,480 +32% +$131.9K
D 2022-04-25 2022-04-21 CAT De Lange Bob Group Pres M - OptEx $74.77 +11.7K 55.5K +27% +$876.2K
D 2022-04-25 2022-04-21 CAT De Lange Bob Group Pres S - Sale+OE $237.25 -11.7K 43.8K -21% -$2.78M
2022-04-22 2022-04-20 CAT Long Suzette M CLO, GC S - Sale $235.00 -3,816 10.5K -27% -$896.8K
D 2022-04-22 2022-04-20 CAT Creed Joseph E Group Pres M - OptEx $138.35 +5,004 7,761 +182% +$692.3K
D 2022-04-22 2022-04-20 CAT Creed Joseph E Group Pres S - Sale+OE $235.00 -5,004 2,757 -64% -$1.18M
A 2022-03-31 2016-03-07 CAT RUST EDWARD B JR Dir A - Grant $0.00 +1,672 38.1K +5% $0
A 2022-03-31 2021-03-01 CAT RUST EDWARD B JR Dir A - Grant $0.00 +683 46.5K +1% $0
DM 2022-03-21 2022-03-17 CAT Long Suzette M CLO, GC S - Sale+OE $220.00 -40.4K 18.2K -69% -$8.88M
DM 2022-03-21 2022-03-17 CAT Long Suzette M CLO, GC M - OptEx $132.31 +36.5K 34.2K New +$4.83M
DM 2022-03-11 2022-03-09 CAT BONFIELD ANDREW R J CFO F - Tax $210.53 -32.6K 48.4K -40% -$6.86M
DM 2022-03-11 2022-03-09 CAT BONFIELD ANDREW R J CFO M - OptEx $132.31 +41.1K 63.0K +188% +$5.44M
2022-03-02 2022-03-01 CAT WHITE MILES D Dir F - Tax $184.43 -293 8,382 -3% -$54.0K
2022-02-17 2022-02-16 CAT Marvel Gary Michael CAO S - Sale $203.11 -674 0 -100% -$136.9K
2022-02-10 2022-02-08 CAT De Lange Bob Group Pres A - Grant $0.00 +12.4K 49.3K +34% $0
2022-02-10 2022-02-08 CAT De Lange Bob Group Pres F - Tax $200.77 -5,499 43.8K -11% -$1.10M
2022-02-10 2022-02-08 CAT Johnson Denise C Group Pres F - Tax $200.77 -5,359 8,605 -38% -$1.08M

Purchase Sale Sale after option exercise All abbreviations