InsiderTrades

CAT Caterpillar Inc.

NYSE · SEC CIK 18230 · EDGAR

Bought, last 12 months
$389.9K
2 purchases by 1 insiders
Sold, last 12 months
$253.10M
30 sales by 9 insiders
Filings on record
449
since 2021-07-01, latest 2026-09-01 12:32
Buying vs selling by month open-market trades, last 24 months
BoughtSold

Most active insiders, 12 months

InsiderTitleBoughtSold
De Lange BobGroup Pres —$78.74M
Fassino Anthony D.Group Pres —$45.82M
Johnson Denise CGroup Pres —$43.74M
Creed Joseph ECEO —$28.01M
BONFIELD ANDREW R JCFO Emeritus —$25.86M
Kaiser JasonGroup Pres —$12.33M
Umpleby III Donald JExecutive COB —$8.67M
Shurman Rodney MichaelGroup Pres —$8.17M
Schaupp William ECAO —$1.76M
MacLennan DavidDir $389.9K—

Transactions 425

Type
Reset
X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2025-02-13 2025-02-11 CAT BONFIELD ANDREW R J CFO F - Tax $362.70 -4,706 52.3K -8% -$1.71M
2025-02-05 2025-02-04 CAT Johnson Gerald Dir P - Purchase $365.57 +100 3,053 +3% +$36.6K
2025-01-17 2025-01-16 CAT BONFIELD ANDREW R J CFO S - Sale $380.09 -10.0K 45.2K -18% -$3.80M
2025-01-14 2025-01-12 CAT Fassino Anthony D. Group Pres F - Tax $357.50 -526 33.0K -2% -$188.0K
2025-01-14 2025-01-12 CAT De Lange Bob Group Pres F - Tax $357.50 -452 70.9K -0.6% -$161.6K
2025-01-14 2025-01-12 CAT Johnson Denise C Group Pres F - Tax $357.50 -452 35.2K -1% -$161.6K
2024-12-06 2024-12-05 CAT DICKINSON DANIEL M Dir G - Gift $0.00 -250 4,728 -5% $0
2024-12-05 2024-12-04 CAT Johnson Gerald Dir P - Purchase $398.57 +100 2,953 +4% +$39.9K
2024-12-03 2024-11-29 CAT SCHWAB SUSAN C Dir G - Gift $0.00 -2,150 8,715 -20% $0
D 2024-12-02 2024-11-29 CAT Fassino Anthony D. Group Pres S - Sale+OE $408.59 -6,279 33.6K -16% -$2.57M
D 2024-12-02 2024-11-29 CAT Fassino Anthony D. Group Pres M - OptEx $127.60 +9,133 42.7K +27% +$1.17M
D 2024-12-02 2024-11-29 CAT Fassino Anthony D. Group Pres F - Tax $408.22 -2,854 39.8K -7% -$1.17M
M 2024-11-26 2024-11-25 CAT BONFIELD ANDREW R J CFO S - Sale $405.36 -10.0K 55.2K -15% -$4.05M
MI 2024-11-26 2024-11-25 CAT Fish James C Jr Dir G - Gift $0.00 +500 250 New $0
M 2024-11-26 2024-11-25 CAT Fish James C Jr Dir G - Gift $0.00 -1,500 4,464 -25% $0
2024-11-18 2024-11-15 CAT SCHWAB SUSAN C Dir S - Sale $383.20 -2 10.8K -0.0% -$766.40
D 2024-11-08 2024-11-07 CAT De Lange Bob Group Pres M - OptEx $151.12 +20.0K 91.1K +28% +$3.02M
DM 2024-11-08 2024-11-07 CAT De Lange Bob Group Pres S - Sale+OE $410.25 -12.7K 71.1K -15% -$5.19M
D 2024-11-08 2024-11-07 CAT De Lange Bob Group Pres F - Tax $411.58 -7,343 83.8K -8% -$3.02M
D 2024-11-08 2024-11-07 CAT Umpleby III Donald J COB, CEO M - OptEx $196.70 +87.1K 526.1K +20% +$17.12M
D 2024-11-08 2024-11-07 CAT Umpleby III Donald J COB, CEO F - Tax $413.02 -59.9K 466.3K -11% -$24.72M
D 2024-11-08 2024-11-07 CAT Umpleby III Donald J COB, CEO G - Gift $0.00 -2,400 439.0K -0.5% $0
2024-11-07 2024-11-06 CAT DICKINSON DANIEL M Dir S - Sale $418.00 -1,300 4,976 -21% -$543.4K
D 2024-11-07 2024-11-06 CAT Fassino Anthony D. Group Pres M - OptEx $127.60 +8,000 41.4K +24% +$1.02M
D 2024-11-07 2024-11-06 CAT Fassino Anthony D. Group Pres S - Sale+OE $409.84 -5,509 33.4K -14% -$2.26M
D 2024-11-07 2024-11-06 CAT Fassino Anthony D. Group Pres F - Tax $409.72 -2,491 39.0K -6% -$1.02M
2024-11-05 2024-11-04 CAT Johnson Cheryl H CHRO S - Sale $378.84 -2,664 13.0K -17% -$1.01M
D 2024-11-04 2024-11-01 CAT Schaupp William E CAO M - OptEx $196.70 +2,000 3,686 +119% +$393.4K
D 2024-11-04 2024-11-01 CAT Schaupp William E CAO S - Sale+OE $380.98 -968 1,686 -36% -$368.8K
D 2024-11-04 2024-11-01 CAT Schaupp William E CAO F - Tax $380.91 -1,032 2,654 -28% -$393.1K
2024-09-05 2024-09-04 CAT Johnson Gerald Dir P - Purchase $338.59 +100 2,842 +4% +$33.9K
D 2024-09-03 2024-08-30 CAT Fassino Anthony D. Group Pres M - OptEx $127.60 +5,000 38.4K +15% +$638.0K
D 2024-09-03 2024-08-30 CAT Fassino Anthony D. Group Pres F - Tax $351.43 -1,815 36.6K -5% -$637.8K
D 2024-09-03 2024-08-30 CAT Fassino Anthony D. Group Pres S - Sale+OE $351.36 -3,185 33.4K -9% -$1.12M
2024-08-23 2024-08-22 CAT Johnson Cheryl H CHRO S - Sale $342.48 -2,975 15.6K -16% -$1.02M
2024-07-17 2024-07-15 CAT De Lange Bob Group Pres G - Gift $0.00 -505 70.9K -0.7% $0
2024-07-17 2024-07-16 CAT Johnson Cheryl H CHRO S - Sale $350.00 -1,508 18.5K -8% -$527.8K
2024-06-13 2024-06-12 CAT SCHWAB SUSAN C Dir A - Grant $328.73 +517 10.8K +5% +$170.0K
2024-06-13 2024-06-12 CAT Fish James C Jr Dir A - Grant $328.73 +517 5,427 +11% +$170.0K
2024-06-13 2024-06-12 CAT REED DEBRA L Dir A - Grant $328.73 +517 12.2K +4% +$170.0K
2024-06-13 2024-06-12 CAT WILKINS RAYFORD JR Dir A - Grant $328.73 +517 7,522 +7% +$170.0K
2024-06-13 2024-06-12 CAT DICKINSON DANIEL M Dir A - Grant $328.73 +517 6,274 +9% +$170.0K
2024-06-13 2024-06-12 CAT Marks Judith Fran Dir A - Grant $328.73 +517 1,227 +73% +$170.0K
2024-06-13 2024-06-12 CAT MacLennan David Dir A - Grant $328.73 +517 6,260 +9% +$170.0K
2024-06-13 2024-06-12 CAT Johnson Gerald Dir A - Grant $328.73 +517 2,730 +23% +$170.0K
2024-05-31 2024-05-30 CAT Johnson Cheryl H CHRO S - Sale $340.00 -1,508 20.0K -7% -$512.7K
2024-05-22 2024-05-20 CAT Johnson Gerald Dir P - Purchase $356.40 +100 2,213 +5% +$35.6K
D 2024-05-14 2024-05-13 CAT De Lange Bob Group Pres S - Sale+OE $356.90 -21.8K 71.1K -24% -$7.80M
DM 2024-05-14 2024-05-13 CAT De Lange Bob Group Pres M - OptEx $95.17 +30.6K 100.9K +43% +$2.91M
DM 2024-05-14 2024-05-13 CAT De Lange Bob Group Pres F - Tax $357.26 -8,360 71.1K -11% -$2.99M
2024-05-06 2024-05-03 CAT MacLennan David Dir P - Purchase $337.39 +500 5,738 +10% +$168.7K
M 2024-04-30 2024-04-29 CAT SCHWAB SUSAN C Dir D - Sale to Iss $349.21 -12.9K 10.3K -56% -$4.50M
2024-04-02 2024-04-01 CAT Owens Derek CLO, GC F - Tax $365.29 -72 4,108 -2% -$26.3K
DM 2024-03-08 2024-03-07 CAT BONFIELD ANDREW R J CFO M - OptEx $208.70 +29.6K 75.8K +64% +$6.17M
DM 2024-03-08 2024-03-07 CAT BONFIELD ANDREW R J CFO F - Tax $340.39 -22.8K 65.1K -26% -$7.74M
D 2024-03-06 2024-03-04 CAT Creed Joseph E COO A - Grant $0.00 +5,168 12.9K +67% $0
D 2024-03-06 2024-03-04 CAT Fassino Anthony D. Group Pres A - Grant $0.00 +2,731 33.1K +9% $0
D 2024-03-06 2024-03-04 CAT De Lange Bob Group Pres A - Grant $0.00 +2,731 70.8K +4% $0
D 2024-03-06 2024-03-04 CAT BONFIELD ANDREW R J CFO A - Grant $0.00 +3,543 58.3K +6% $0
D 2024-03-06 2024-03-04 CAT Kaiser Jason Group Pres A - Grant $0.00 +2,731 6,244 +78% $0
D 2024-03-06 2024-03-04 CAT Schaupp William E CAO A - Grant $0.00 +229 1,684 +16% $0
D 2024-03-06 2024-03-04 CAT Johnson Cheryl H CHRO A - Grant $0.00 +1,846 21.5K +9% $0
D 2024-03-06 2024-03-04 CAT Johnson Denise C Group Pres A - Grant $0.00 +2,731 35.5K +8% $0
D 2024-03-06 2024-03-04 CAT Umpleby III Donald J CEO, Dir A - Grant $0.00 +12.2K 441.4K +3% $0
D 2024-03-05 2024-03-04 CAT Owens Derek CLO, GC A - Grant $0.00 +2,510 4,179 +150% $0
D 2024-03-05 2024-03-01 CAT Owens Derek CLO, GC F - Tax $335.69 -53 1,669 -3% -$17.8K
D 2024-02-29 2024-02-28 CAT Fassino Anthony D. Group Pres M - OptEx $138.35 +7,881 31.4K +34% +$1.09M
D 2024-02-29 2024-02-28 CAT Fassino Anthony D. Group Pres S - Sale+OE $329.80 -4,575 23.5K -16% -$1.51M
D 2024-02-29 2024-02-28 CAT Fassino Anthony D. Group Pres F - Tax $329.73 -3,306 28.0K -11% -$1.09M
MI 2024-02-27 2024-02-26 CAT Umpleby III Donald J CEO, Dir G - Gift $0.00 0 0 New $0
2024-02-26 2024-02-23 CAT MacLennan David Dir P - Purchase $323.37 +350 5,238 +7% +$113.2K
D 2024-02-23 2024-02-22 CAT Fassino Anthony D. Group Pres S - Sale+OE $321.96 -4,494 30.4K -13% -$1.45M
D 2024-02-23 2024-02-22 CAT Fassino Anthony D. Group Pres F - Tax $321.95 -3,386 34.9K -9% -$1.09M
D 2024-02-23 2024-02-22 CAT Fassino Anthony D. Group Pres M - OptEx $138.35 +7,880 38.3K +26% +$1.09M
D 2024-02-16 2024-02-15 CAT Fassino Anthony D. Group Pres M - OptEx $151.12 +14.1K 44.4K +46% +$2.13M
D 2024-02-16 2024-02-15 CAT Fassino Anthony D. Group Pres S - Sale+OE $322.00 -7,469 30.4K -20% -$2.41M
D 2024-02-16 2024-02-15 CAT Fassino Anthony D. Group Pres F - Tax $322.00 -6,604 37.8K -15% -$2.13M
2024-02-15 2024-02-13 CAT Johnson Denise C Group Pres F - Tax $313.40 -4,369 32.8K -12% -$1.37M
2024-02-15 2024-02-13 CAT Johnson Denise C Group Pres A - Grant $0.00 +12.3K 37.1K +49% $0
2024-02-15 2024-02-13 CAT Creed Joseph E COO F - Tax $313.40 -4,270 7,769 -35% -$1.34M
2024-02-15 2024-02-13 CAT Creed Joseph E COO A - Grant $0.00 +12.0K 12.0K New $0
2024-02-15 2024-02-13 CAT De Lange Bob Group Pres A - Grant $0.00 +12.0K 73.1K +20% $0
2024-02-15 2024-02-13 CAT De Lange Bob Group Pres F - Tax $313.40 -5,334 67.8K -7% -$1.67M
2024-02-15 2024-02-13 CAT Kaiser Jason Group Pres A - Grant $0.00 +2,408 4,118 +141% $0
2024-02-15 2024-02-13 CAT Kaiser Jason Group Pres F - Tax $313.40 -605 3,513 -15% -$189.6K
2024-02-15 2024-02-13 CAT Umpleby III Donald J CEO, Dir F - Tax $313.40 -16.8K 421.5K -4% -$5.28M
2024-02-15 2024-02-13 CAT Umpleby III Donald J CEO, Dir A - Grant $0.00 +42.1K 438.4K +11% $0
2024-02-15 2024-02-13 CAT Johnson Cheryl H CHRO A - Grant $0.00 +4,213 20.7K +25% $0
2024-02-15 2024-02-13 CAT Johnson Cheryl H CHRO F - Tax $313.40 -1,197 19.5K -6% -$375.1K
2024-02-15 2024-02-13 CAT Fassino Anthony D. Group Pres A - Grant $0.00 +12.0K 35.2K +52% $0
2024-02-15 2024-02-13 CAT Fassino Anthony D. Group Pres F - Tax $313.40 -4,830 30.4K -14% -$1.51M
2024-02-15 2024-02-13 CAT BONFIELD ANDREW R J CFO F - Tax $313.40 -5,066 54.8K -8% -$1.59M
2024-02-15 2024-02-13 CAT BONFIELD ANDREW R J CFO A - Grant $0.00 +12.5K 59.8K +26% $0
D 2024-02-08 2024-02-07 CAT De Lange Bob Group Pres S - Sale+OE $325.52 -21.2K 61.1K -26% -$6.90M
D 2024-02-08 2024-02-07 CAT De Lange Bob Group Pres F - Tax $325.87 -8,806 82.3K -10% -$2.87M
D 2024-02-08 2024-02-07 CAT De Lange Bob Group Pres M - OptEx $95.66 +30.0K 91.1K +49% +$2.87M
M 2024-02-06 2024-02-02+ CAT BONFIELD ANDREW R J CFO S - Sale $321.46 -20.0K 50.1K -29% -$6.43M
2024-01-26 2024-01-25 CAT BONFIELD ANDREW R J CFO S - Sale $300.04 -10.0K 67.3K -13% -$3.00M
2024-01-16 2024-01-12 CAT Fassino Anthony D. Group Pres A - Grant $0.00 +6,887 23.2K +42% $0
2024-01-16 2024-01-12 CAT De Lange Bob Group Pres A - Grant $0.00 +6,887 61.1K +13% $0

Purchase Sale Sale after option exercise All abbreviations